QUOTIENT LIMITED Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 263 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-08-02: Reporting owner Larue Catherine; Form 4; Security Ordinary Share Option (Right to Buy); Transaction Holding.
- 2021-08-02: Reporting owner Larue Catherine; Form 4; Security Ordinary Share Option (Right to Buy); Transaction Holding.
- 2021-08-02: Reporting owner Larue Catherine; Form 4; Security Ordinary Share Option (Right to Buy); Transaction Holding.
- 2021-08-02: Reporting owner von Prondzynski Heino; Form 4; Security Ordinary Share Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-08-02 holding as of filing | Larue Catherine Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,790 owned after | $4.81 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | Larue Catherine Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 2,171 owned after | $4.81 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | Larue Catherine Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | von Prondzynski Heino Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 4,303 owned after | $11.62 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | von Prondzynski Heino Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 8,726 owned after | $5.73 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | von Prondzynski Heino Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 9,597 owned after | $5.21 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | Buckle Isabelle Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,790 owned after | $4.81 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | Buckle Isabelle Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 2,171 owned after | $4.81 exercise price | 2021-08-02 | |
| 2021-08-02 holding as of filing | Buckle Isabelle Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-08-02 | |
| 2021-06-11 holding as of filing | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $7.57 exercise price | 2021-06-11 | |
| 2021-06-11 holding as of filing | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,000 owned after | $4.72 exercise price | 2021-06-11 | |
| 2021-06-11 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option(right to buy) Derivative · Direct | Holding | 20,000 owned after | $11.92 exercise price | 2021-06-11 | |
| 2021-06-11 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option(right to buy) Derivative · Direct | Holding | 22,500 owned after | $15.17 exercise price | 2021-06-11 | |
| 2021-06-11 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option(right to buy) Derivative · Direct | Holding | 60,000 owned after | $8.00 exercise price | 2021-06-11 | |
| 2021-06-11 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option(right to buy) Derivative · Direct | Holding | 40,000 owned after | $7.58 exercise price | 2021-06-11 | |
| 2021-06-11 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 30,000 owned after | $4.72 exercise price | 2021-06-11 | |
| 2021-06-10 | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,878 43,878 owned after | $4.37 exercise price | 2021-06-11 | |
| 2021-06-10 | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,878 43,878 owned after | $4.37 exercise price | 2021-06-11 | |
| 2021-06-10 | Bonasso Vittoria Officer (See Remarks) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,020 7,020 owned after | $4.37 exercise price | 2021-06-11 | |
| 2021-05-25 holding as of filing | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $7.57 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,000 owned after | $4.72 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 22,676 owned after | $4.41 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 30,000 owned after | $4.71 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 45,872 owned after | $6.54 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 70,000 owned after | $7.54 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 28,517 owned after | $10.52 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 60,438 owned after | $7.69 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $11.92 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 22,500 owned after | $15.17 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $8.00 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $7.58 exercise price | 2021-05-25 | |
| 2021-05-25 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 30,000 owned after | $4.72 exercise price | 2021-05-25 | |
| 2021-05-03 holding as of filing | Buckle Isabelle Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,790 owned after | $4.81 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Buckle Isabelle Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 2,171 owned after | $4.81 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Buckle Isabelle Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 7,505 owned after | $11.62 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 3,500 owned after | $8.00 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 5,025 owned after | $9.95 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,726 owned after | $5.73 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 9,597 owned after | $5.21 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 6,240 owned after | $6.41 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,158 owned after | $7.78 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | WILKERSON L JOHN Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | von Prondzynski Heino Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 4,303 owned after | $11.62 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | von Prondzynski Heino Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 8,726 owned after | $5.73 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | von Prondzynski Heino Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 9,597 owned after | $5.21 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 7,505 owned after | $11.62 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $8.00 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 5,025 owned after | $9.95 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,726 owned after | $5.73 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 9,597 owned after | $5.21 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 6,240 owned after | $6.41 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,158 owned after | $7.78 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | SHROFF ZUBEEN Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 10,000 owned after | $8.00 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Options to purchase ordinary shares Derivative · Direct | Holding | 40,029 owned after | no price filed | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 5,025 owned after | $9.95 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 4,303 owned after | $11.62 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,726 owned after | $5.73 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 9,597 owned after | $5.21 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 6,240 owned after | $6.41 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,158 owned after | $7.78 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | McDonough Brian Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 7,505 owned after | $11.62 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 5,000 owned after | $8.00 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Option to Purchase Ordinary Shares Derivative · Direct | Holding | 20,014 owned after | no price filed | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 5,025 owned after | $9.95 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,726 owned after | $5.73 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 9,597 owned after | $5.21 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 6,240 owned after | $6.41 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Shares Option (Right to buy) Derivative · Direct | Holding | 8,158 owned after | $7.78 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Hallsworth Frederick Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Larue Catherine Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,790 owned after | $4.81 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Larue Catherine Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 2,171 owned after | $4.81 exercise price | 2021-05-03 | |
| 2021-05-03 holding as of filing | Larue Catherine Director | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 13,611 owned after | $4.55 exercise price | 2021-05-03 | |
| 2021-04-26 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 22,676 owned after | $4.41 exercise price | 2021-04-26 | |
| 2021-04-26 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 30,000 owned after | $4.71 exercise price | 2021-04-26 | |
| 2021-04-26 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 45,872 owned after | $6.54 exercise price | 2021-04-26 | |
| 2021-04-26 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 70,000 owned after | $7.54 exercise price | 2021-04-26 | |
| 2021-04-26 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 28,517 owned after | $10.52 exercise price | 2021-04-26 | |
| 2021-04-26 holding as of filing | Walt Franz Officer (See Remarks) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 60,438 owned after | $7.69 exercise price | 2021-04-26 | |
| 2021-04-01 | Mendez Manuel O. Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +691,141 691,141 owned after | $3.68 exercise price | 2021-04-05 | |
| 2021-04-01 | Mendez Manuel O. Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,874 165,874 owned after | $3.68 exercise price | 2021-04-05 | |
| 2021-03-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 22,676 owned after | $4.41 exercise price | 2021-03-24 | |
| 2021-03-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 30,000 owned after | $4.71 exercise price | 2021-03-24 | |
| 2021-03-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 45,872 owned after | $6.54 exercise price | 2021-03-24 | |
| 2021-03-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 70,000 owned after | $7.54 exercise price | 2021-03-24 | |
| 2021-03-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 28,517 owned after | $10.52 exercise price | 2021-03-24 | |
| 2021-03-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option(Right to Buy) Derivative · Direct | Holding | 60,438 owned after | $7.69 exercise price | 2021-03-24 | |
| 2021-02-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 22,676 owned after | $4.41 exercise price | 2021-02-24 | |
| 2021-02-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 30,000 owned after | $4.71 exercise price | 2021-02-24 | |
| 2021-02-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 45,872 owned after | $6.54 exercise price | 2021-02-24 | |
| 2021-02-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 70,000 owned after | $7.54 exercise price | 2021-02-24 | |
| 2021-02-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 28,517 owned after | $10.52 exercise price | 2021-02-24 | |
| 2021-02-24 holding as of filing | Walt Franz Director, Officer (Chief Executive Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 60,438 owned after | $7.69 exercise price | 2021-02-24 | |
| 2021-02-08 holding as of filing | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 25,000 owned after | $7.57 exercise price | 2021-02-08 | |
| 2021-02-08 holding as of filing | Buhler Peter Officer (Chief Financial Officer) | 4 | Ordinary Share Option (Right to Buy) Derivative · Direct | Holding | 20,000 owned after | $4.72 exercise price | 2021-02-08 | |
| 2021-02-08 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $11.92 exercise price | 2021-02-08 | |
| 2021-02-08 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 22,500 owned after | $15.17 exercise price | 2021-02-08 | |
| 2021-02-08 holding as of filing | Stackawitz Jeremy Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $8.00 exercise price | 2021-02-08 |