QUOTIENT LIMITED Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-11-08: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-10-24; Total offering amount $40,159,214.
- 2015-02-10: Federal exemption Rule 506(b); Types of securities offered Equity; Preference Shares; Date of first sale 2015-01-29; Total offering amount $24,999,998.
- 2014-12-09: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-11-25; Total offering amount $27,066,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-11-08 | Rule 506(b) | Equity; OptionToAcquire | 2017-10-24 | $40,159,214 | $40,159,214 | $0 | 22 |
| 2015-02-10 | Rule 506(b) | Equity; Preference Shares | 2015-01-29 | $24,999,998 | $24,999,998 | $0 | 1 |
| 2014-12-09 | Rule 506(b) | Equity; OptionToAcquire | 2014-11-25 | $27,066,500 | $27,066,500 | $0 | 17 |