QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-07-20: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 100 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 60 shares at an exercise price of $3.85 per share for 5 years, with cashless exercise rights.; Date of first sale 2011-07-06; Total offering amount $4,142,002.
- 2011-06-29: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 100 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 60 shares at an exercise price of $3.85-$3.90 per share for 5 years, with cashless exercise rights.; Date of first sale 2011-06-15; Total offering amount $16,241,306.
- 2011-04-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-03-31; Total offering amount $469,800.
- 2010-08-09: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-07-26; Total offering amount $60,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-07-20 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 100 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 60 shares at an exercise price of $3.85 per share for 5 years, with cashless exercise rights. | 2011-07-06 | $4,142,002 | $2,182,599 | $1,959,403 | 7 |
| 2011-06-29 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 100 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 60 shares at an exercise price of $3.85-$3.90 per share for 5 years, with cashless exercise rights. | 2011-06-15 | $16,241,306 | $7,817,399 | $8,423,907 | 50 |
| 2011-04-14 | Rule 506 | Equity | 2011-03-31 | $469,800 | $469,800 | $0 | 1 |
| 2010-08-09 | Rule 506 | Equity | 2010-07-26 | $60,000 | $60,000 | $0 | 1 |
| 2010-08-09 | Rule 506 | Equity | 2010-07-24 | $581,328 | $581,328 | $0 | 1 |
| 2010-07-02 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares are an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $14,441,627 | $10,851,013 | $3,590,614 | 209 |
| 2010-06-22 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares are an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $14,112,893 | $10,604,013 | $3,508,880 | 203 |
| 2010-05-26 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares are an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $10,372,804 | $7,793,800 | $2,579,004 | 128 |
| 2010-05-13 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares at an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $8,734,092 | $6,562,500 | $2,171,592 | 108 |