QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-07-14: Federal exemption Rule 506(b); Types of securities offered Debt; SecurityToBeAcquired; Date of first sale 2015-06-29; Total offering amount $2,000,000.
- 2013-09-27: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-09-18; Total offering amount $18,846,047.
- 2013-02-08: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-01-24; Total offering amount $3,345,000.
- 2012-08-08: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-07-25; Total offering amount $4,322,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-07-14 | Rule 506(b) | Debt; SecurityToBeAcquired | 2015-06-29 | $2,000,000 | $2,000,000 | $0 | 3 |
| 2013-09-27 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-09-18 | $18,846,047 | $11,000,000 | $7,846,047 | 14 |
| 2013-02-08 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-01-24 | $3,345,000 | $1,800,000 | $1,545,000 | 2 |
| 2012-08-08 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-07-25 | $4,322,500 | $2,475,000 | $1,847,500 | 10 |
| 2012-07-06 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-06-22 | $8,661,675 | $4,625,000 | $4,036,675 | 19 |
| 2011-11-29 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-11-15 | $955,526 | $450,000 | $505,526 | 5 |
| 2011-10-28 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-10-17 | $7,036,830 | $3,500,000 | $3,536,830 | 12 |
| 2011-10-24 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-09-29 | $6,609,450 | $3,811,900 | $2,797,550 | 36 |
| 2011-10-13 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-09-29 | $3,381,328 | $1,949,500 | $1,431,828 | 8 |
| 2011-08-31 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-08-23 | $1,592,750 | $1,150,000 | $442,750 | 2 |
| 2011-05-23 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-05-09 | $1,987,803 | $1,495,000 | $492,803 | 12 |
| 2011-03-02 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2011-02-18 | $15,052,655 | $7,699,996 | $7,352,659 | 9 |
| 2011-02-01 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2011-01-18 | $1,213,500 | $0 | $1,213,500 | 22 |
| 2010-10-26 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2010-10-13 | $485,124 | $0 | $485,124 | 22 |
| 2010-07-02 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares are an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $14,441,627 | $10,851,013 | $3,590,614 | 209 |
| 2010-06-22 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares are an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $14,112,893 | $10,604,013 | $3,508,880 | 203 |
| 2010-05-26 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares are an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $10,372,804 | $7,793,800 | $2,579,004 | 128 |
| 2010-05-13 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Each unit is comprised of 1,000 shares of common stock and one common stock purchase warrant. Each warrant is exercisable for up to 200 shares at an exercise price of $0.91 per share for 5 years, with cashless exercise rights. | 2010-04-30 | $8,734,092 | $6,562,500 | $2,171,592 | 108 |
| 2009-09-14 D/A | Rule 506 | Equity; OptionToAcquire | 2009-08-03 | $12,314,063 | $12,314,063 | $0 | 264 |
| 2009-08-18 | Rule 506 | Equity; OptionToAcquire | 2009-08-03 | $15,000,000 | $3,922,555 | $11,077,445 | 102 |