Pulse Beverage Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-22: Reporting owner Chiew Francis; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-28: Reporting owner Chiew Francis; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-05-09: Reporting owner Yates Robert; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-03-07: Reporting owner Sheya Parley; Form 4; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-22 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,333 8,333 owned after | $0.65 exercise price | 2013-03-29 | |
| 2012-12-28 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +29,167 29,167 owned after | $0.65 exercise price | 2013-01-03 | |
| 2012-05-09 | Yates Robert Director, Officer (CEO, CFO, Director), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert Yates, Jonni K Yates. | P Open market or private purchase of non-derivative or derivative security | +18,000 18,000 owned after | $0.45 exercise price | 2012-05-15 | |
| 2012-03-07 | Sheya Parley Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +33,333 16,667 owned after | $0.45 exercise price | 2012-03-08 | |
| 2012-03-07 | Yates Robert Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert Yates, Jonni K Yates. | P Open market or private purchase of non-derivative or derivative security | +33,333 16,667 owned after | $0.45 exercise price | 2012-03-07 | |
| 2012-03-07 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,667 16,667 owned after | $0.45 exercise price | 2012-03-07 | |
| 2012-01-25 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19,444 19,444 owned after | $0.45 exercise price | 2012-02-22 | |
| 2011-09-15 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +23,333 23,333 owned after | $0.75 exercise price | 2012-02-22 | |
| 2011-09-15 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +23,333 23,333 owned after | $0.75 exercise price | 2011-12-08 |