Pulse Beverage Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 45 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-05: Reporting owner Chiew Francis; Form 4/A; Security Common Stock Warrants (right to buy); Transaction Holding.
- 2013-06-05: Reporting owner Chiew Francis; Form 4/A; Security Common Stock Warrants (right to buy); Transaction Holding.
- 2013-06-05: Reporting owner Chiew Francis; Form 4/A; Security Common Stock Warrants (right to buy); Transaction Holding.
- 2013-06-05: Reporting owner Chiew Francis; Form 4/A; Security Common Stock Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 16,667 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 11,111 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 29,167 owned after | $0.65 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 16,667 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 11,111 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 16,667 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2013-06-05 | |
| 2013-06-05 holding as of filing | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-06-05 | |
| 2013-03-29 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 16,667 owned after | $0.45 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 11,111 owned after | $0.60 exercise price | 2013-03-29 | |
| 2013-03-29 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 29,167 owned after | $0.65 exercise price | 2013-03-29 | |
| 2013-02-22 | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,333 8,333 owned after | $0.65 exercise price | 2013-06-05 | |
| 2013-02-22 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,333 8,333 owned after | $0.65 exercise price | 2013-03-29 | |
| 2013-01-03 holding as of filing | Yates Robert Director, Officer (CEO, CFO, Director), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert E Yates - Jonni K. Yates | Holding | 33,333 owned after | $0.45 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | Yates Robert Director, Officer (CEO, CFO, Director), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert E Yates - Jonni K. Yates | Holding | 18,000 owned after | $0.45 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | Sheya Parley Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 33,333 owned after | $0.45 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 16,667 owned after | $0.45 exercise price | 2013-01-03 | |
| 2013-01-03 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 11,111 owned after | $0.60 exercise price | 2013-01-03 | |
| 2012-12-28 | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,167 29,167 owned after | $0.65 exercise price | 2013-06-05 | |
| 2012-12-28 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +29,167 29,167 owned after | $0.65 exercise price | 2013-01-03 | |
| 2012-05-15 holding as of filing | Yates Robert Director, Officer (CEO, CFO, Director), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert Yates, Jonni K Yates. | Holding | 33,333 owned after | $0.45 exercise price | 2012-05-15 | |
| 2012-05-09 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 11,111 owned after | $0.45 exercise price | 2013-06-05 | |
| 2012-05-09 | Yates Robert Director, Officer (CEO, CFO, Director), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert Yates, Jonni K Yates. | P Open market or private purchase of non-derivative or derivative security | +18,000 18,000 owned after | $0.45 exercise price | 2012-05-15 | |
| 2012-03-07 | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $0.45 exercise price | 2013-06-05 | |
| 2012-03-07 | Sheya Parley Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +33,333 16,667 owned after | $0.45 exercise price | 2012-03-08 | |
| 2012-03-07 | Yates Robert Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · Owned by the wife of Robert Yates, Jonni K Yates. | P Open market or private purchase of non-derivative or derivative security | +33,333 16,667 owned after | $0.45 exercise price | 2012-03-07 | |
| 2012-03-07 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,667 16,667 owned after | $0.45 exercise price | 2012-03-07 | |
| 2012-03-07 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 23,333 owned after | $0.75 exercise price | 2012-03-07 | |
| 2012-03-07 holding as of filing | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 19,444 owned after | $0.45 exercise price | 2012-03-07 | |
| 2012-01-25 | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,444 19,444 owned after | $0.45 exercise price | 2013-06-05 | |
| 2012-01-25 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19,444 19,444 owned after | $0.45 exercise price | 2012-02-22 | |
| 2011-09-15 | Chiew Francis Director, 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,333 23,333 owned after | $0.75 exercise price | 2013-06-05 | |
| 2011-09-15 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +23,333 23,333 owned after | $0.75 exercise price | 2012-02-22 | |
| 2011-09-15 | Chiew Francis Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +23,333 23,333 owned after | $0.75 exercise price | 2011-12-08 |