PriceSmart, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-18: Reporting owner GANS ROBERT M; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-16: Reporting owner GANS ROBERT M; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-15: Reporting owner Laparte Jose Luis; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-15: Reporting owner HEFFNER JOHN; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-18 | GANS ROBERT M Officer (EVP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,221 5,000 owned after | $6.19 exercise price | $19.89 | 2009-12-22 |
| 2009-12-16 | GANS ROBERT M Officer (EVP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −779 11,221 owned after | $6.19 exercise price | $19.52 | 2009-12-17 |
| 2009-12-15 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $6.13 exercise price | $19.74 | 2009-12-17 |
| 2009-12-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 0 owned after | $6.26 exercise price | $19.74 | 2009-12-17 |
| 2009-11-17 | JANKS LEON C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $6.24 exercise price | $19.54 | 2009-11-19 |
| 2009-11-16 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 3,200 owned after | $6.26 exercise price | $19.56 | 2009-11-17 |
| 2009-11-16 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.19 exercise price | $19.56 | 2009-11-17 |
| 2009-11-16 | KRAUSE LAWRENCE B Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $6.24 exercise price | $19.56 | 2009-11-17 |
| 2009-11-11 | HENSLEY KATHERINE L Director | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 0 owned after | $6.24 exercise price | $19.53 | 2009-11-16 |
| 2009-11-11 | HENSLEY KATHERINE L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 1,000 owned after | $6.24 exercise price | $19.53 | 2009-11-13 |
| 2009-10-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 6,400 owned after | $6.26 exercise price | $19.50 | 2009-10-16 |
| 2009-10-15 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $6.19 exercise price | $19.50 | 2009-10-16 |
| 2009-10-08 | GANS ROBERT M Officer (EVP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 12,000 owned after | $6.19 exercise price | $18.79 | 2009-10-09 |
| 2009-09-15 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $6.19 exercise price | $18.91 | 2009-09-17 |
| 2009-09-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 9,600 owned after | $6.26 exercise price | $18.91 | 2009-09-17 |
| 2009-08-17 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $6.19 exercise price | $16.80 | 2009-08-18 |
| 2009-08-17 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 12,800 owned after | $6.26 exercise price | $16.80 | 2009-08-18 |
| 2009-07-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 16,000 owned after | $6.26 exercise price | $14.90 | 2009-07-17 |
| 2009-07-15 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $6.19 exercise price | $14.90 | 2009-07-17 |
| 2009-07-15 | Laparte Jose Luis Officer (PRESIDENT) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $6.19 exercise price | $14.90 | 2009-07-17 |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 3,000 owned after | $35.63 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $32.13 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $6.24 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $7.63 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $8.18 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $15.66 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | GALINSON MURRAY Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $23.61 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | MCGRORY JACK Director | 4 | Common Stock Option Derivative · Direct | Holding | 3,000 owned after | $35.63 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | MCGRORY JACK Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $32.13 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | MCGRORY JACK Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $6.24 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | MCGRORY JACK Director | 4 | Common Stock Option Derivative · Direct | Holding | 1,000 owned after | $7.63 exercise price | 2009-07-14 | |
| 2009-07-14 holding as of filing | MCGRORY JACK Director | 4 | Common Stock Options Derivative · Direct | Holding | 1,000 owned after | $8.18 exercise price | 2009-07-14 | |
| 2009-07-08 | GANS ROBERT M Officer (EVP, GC & Secretary) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 21,000 owned after | $6.19 exercise price | $17.75 | 2009-07-10 |
| 2009-06-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 19,200 owned after | $6.26 exercise price | $16.54 | 2009-06-17 |
| 2009-06-01 | MARTIN THOMAS D Officer (EVP -- Merchandising) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,070 0 owned after | $6.19 exercise price | $18.08 | 2009-06-02 |
| 2009-05-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 22,400 owned after | $6.26 exercise price | $15.69 | 2009-05-18 |
| 2009-05-06 | MARTIN THOMAS D Officer (EVP -- Merchandising) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −679 5,070 owned after | $6.19 exercise price | $17.58 | 2009-05-08 |
| 2009-05-04 | MARTIN THOMAS D Officer (EVP -- Merchandising) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −251 5,749 owned after | $6.19 exercise price | $17.94 | 2009-05-05 |
| 2009-04-15 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 25,600 owned after | $6.26 exercise price | $20.37 | 2009-04-16 |
| 2009-03-17 | MARTIN THOMAS D Officer (EVP -- Merchandising) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 6,000 owned after | $6.19 exercise price | $18.08 | 2009-03-17 |
| 2009-03-16 | MARTIN THOMAS D Officer (EVP -- Merchandising) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,500 owned after | $6.19 exercise price | $17.26 | 2009-03-17 |
| 2009-03-16 | HEFFNER JOHN Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 28,800 owned after | $6.26 exercise price | $17.26 | 2009-03-17 |
| 2009-01-28 | WOLCOTT KEENE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.34 exercise price | $17.56 | 2009-01-30 |
| 2009-01-28 | KRAUSE LAWRENCE B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.34 exercise price | $17.56 | 2009-01-30 |
| 2009-01-28 | JANKS LEON C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.34 exercise price | $17.56 | 2009-01-30 |
| 2009-01-28 | HENSLEY KATHERINE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.34 exercise price | $17.56 | 2009-01-30 |
| 2009-01-28 | Barrutieta Gonzalo Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.34 exercise price | $17.56 | 2009-01-30 |
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