Prudential Bancorp, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-22: Reporting owner ROTHKOPF JACK E; Form 4; Security Stock Option; Transaction Holding.
- 2018-06-22: Reporting owner ROTHKOPF JACK E; Form 4; Security Stock Option; Transaction Holding.
- 2018-06-22: Reporting owner FANELLI A J; Form 4; Security Stock Option; Transaction Holding.
- 2018-06-22: Reporting owner FANELLI A J; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-22 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $12.23 exercise price | 2018-06-22 | |
| 2018-06-22 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 5,901 owned after | $7.68 exercise price | 2018-06-22 | |
| 2018-06-22 holding as of filing | FANELLI A J Director | 4 | Stock Option Derivative · Direct | Holding | 5,707 owned after | $17.43 exercise price | 2018-06-22 | |
| 2018-06-22 holding as of filing | FANELLI A J Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-06-22 | |
| 2018-06-20 | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,683 0 owned after | $11.84 exercise price | 2018-06-22 | |
| 2018-06-20 | FANELLI A J Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,690 10,000 owned after | $11.84 exercise price | 2018-06-22 | |
| 2018-03-27 holding as of filing | FANELLI A J Director | 4 | Stock Option Derivative · Direct | Holding | 5,707 owned after | $17.43 exercise price | 2018-03-27 | |
| 2018-03-27 holding as of filing | FANELLI A J Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-03-27 | |
| 2018-03-23 | FANELLI A J Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 11,690 owned after | $11.84 exercise price | 2018-03-27 | |
| 2018-03-23 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $14.42 exercise price | 2018-03-23 | |
| 2018-03-23 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-03-23 | |
| 2018-03-23 holding as of filing | Gallagher Kevin J Officer (Senior Vice President & CLO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $18.36 exercise price | 2018-03-23 | |
| 2018-03-23 holding as of filing | MIGLIORINO ANTHONY V. Officer (Executive Vice President, COO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $14.42 exercise price | 2018-03-23 | |
| 2018-03-23 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $12.23 exercise price | 2018-03-23 | |
| 2018-03-23 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 18,683 owned after | $11.84 exercise price | 2018-03-23 | |
| 2018-03-23 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 5,901 owned after | $7.68 exercise price | 2018-03-23 | |
| 2018-03-21 | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $18.46 exercise price | 2018-03-23 | |
| 2018-03-21 | Gallagher Kevin J Officer (Senior Vice President & CLO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $18.46 exercise price | 2018-03-23 | |
| 2018-03-21 | MIGLIORINO ANTHONY V. Officer (Executive Vice President, COO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $18.46 exercise price | 2018-03-23 | |
| 2018-02-21 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $12.23 exercise price | 2018-02-21 | |
| 2018-02-21 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 18,683 owned after | $11.84 exercise price | 2018-02-21 | |
| 2018-02-21 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 5,901 owned after | $7.68 exercise price | 2018-02-21 | |
| 2018-02-16 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 5,707 owned after | $17.43 exercise price | 2018-02-16 | |
| 2018-02-16 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-02-16 | |
| 2018-02-16 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $10.68 exercise price | 2018-02-16 | |
| 2018-02-16 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $7.68 exercise price | 2018-02-16 | |
| 2018-02-15 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $14.42 exercise price | 2018-02-15 | |
| 2018-02-15 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-02-15 | |
| 2018-02-12 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $14.42 exercise price | 2018-02-12 | |
| 2018-02-12 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-02-12 | |
| 2018-02-12 holding as of filing | MIGLIORINO ANTHONY V. Officer (Executive Vice President, COO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $14.42 exercise price | 2018-02-12 | |
| 2018-02-07 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $14.42 exercise price | 2018-02-07 | |
| 2018-02-07 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-02-07 | |
| 2018-01-31 holding as of filing | MIGLIORINO ANTHONY V. Officer (Executive Vice President, COO) | 4 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $14.42 exercise price | 2018-01-31 | |
| 2018-01-30 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $14.42 exercise price | 2018-01-30 | |
| 2018-01-30 holding as of filing | POLLACK DENNIS Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2018-01-30 | |
| 2018-01-09 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $12.23 exercise price | 2018-01-09 | |
| 2018-01-09 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 18,683 owned after | $11.84 exercise price | 2018-01-09 | |
| 2018-01-09 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 5,901 owned after | $7.68 exercise price | 2018-01-09 |