Prudential Bancorp, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-18: Reporting owner MULCAHY FRANCIS V; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-25: Reporting owner MILLER BRUCE E; Form 4; Security Stock Option; Transaction Holding.
- 2017-09-25: Reporting owner MILLER BRUCE E; Form 4; Security Stock Option; Transaction Holding.
- 2017-09-25: Reporting owner MILLER BRUCE E; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-18 | MULCAHY FRANCIS V Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 25,690 owned after | $11.84 exercise price | 2019-01-07 | |
| 2017-09-25 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 5,707 owned after | $17.43 exercise price | 2017-09-25 | |
| 2017-09-25 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2017-09-25 | |
| 2017-09-25 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $10.68 exercise price | 2017-09-25 | |
| 2017-09-25 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $7.68 exercise price | 2017-09-25 | |
| 2017-06-21 holding as of filing | HANUSCIN JEFFREY Officer (First VP and Controller) | 4 | Stock Option Derivative · Direct | Holding | 11,000 owned after | $12.23 exercise price | 2017-06-21 | |
| 2017-06-21 holding as of filing | HANUSCIN JEFFREY Officer (First VP and Controller) | 4 | Stock Option Derivative · Direct | Holding | 10,171 owned after | $10.24 exercise price | 2017-06-21 | |
| 2017-05-17 | Gallagher Kevin J Officer (Senior Vice President & CLO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.36 exercise price | 2017-05-19 | |
| 2017-03-03 holding as of filing | MULCAHY FRANCIS V Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | MULCAHY FRANCIS V Director | 4 | Stock Option Derivative · Direct | Holding | 26,690 owned after | $11.84 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $10.68 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $7.68 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | Hosier John C Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | Hosier John C Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $10.10 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | Hosier John C Director | 4 | Stock Option Derivative · Direct | Holding | 13,345 owned after | $7.68 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | FANELLI A J Director | 4 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $12.23 exercise price | 2017-03-03 | |
| 2017-03-03 holding as of filing | FANELLI A J Director | 4 | Stock Option Derivative · Direct | Holding | 26,690 owned after | $11.84 exercise price | 2017-03-03 | |
| 2017-03-01 | MULCAHY FRANCIS V Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,707 5,707 owned after | $17.43 exercise price | 2017-03-03 | |
| 2017-03-01 | MILLER BRUCE E Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,707 5,707 owned after | $17.43 exercise price | 2017-03-03 | |
| 2017-03-01 | Hosier John C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,707 5,707 owned after | $17.43 exercise price | 2017-03-03 | |
| 2017-03-01 | FANELLI A J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,707 5,707 owned after | $17.43 exercise price | 2017-03-03 | |
| 2017-02-22 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $12.23 exercise price | 2017-02-22 | |
| 2017-02-22 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 18,683 owned after | $11.84 exercise price | 2017-02-22 | |
| 2017-02-22 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 5,901 owned after | $7.68 exercise price | 2017-02-22 | |
| 2017-02-22 holding as of filing | HANUSCIN JEFFREY Officer (First VP and Controller) | 4 | Stock Option Derivative · Direct | Holding | 11,000 owned after | $12.23 exercise price | 2017-02-22 | |
| 2017-02-22 holding as of filing | HANUSCIN JEFFREY Officer (First VP and Controller) | 4 | Stock Option Derivative · Direct | Holding | 10,171 owned after | $10.24 exercise price | 2017-02-22 | |
| 2017-01-09 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $12.23 exercise price | 2017-01-09 | |
| 2017-01-09 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 18,683 owned after | $11.84 exercise price | 2017-01-09 | |
| 2017-01-09 holding as of filing | ROTHKOPF JACK E Officer (SVP, CFO and Treasurer) | 4 | Stock Option Derivative · Direct | Holding | 5,901 owned after | $7.68 exercise price | 2017-01-09 |