PROSPECT GLOBAL RESOURCES INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-30: Reporting owner Very Hungry LLC; Form 4; Security Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-08-30: Reporting owner Very Hungry LLC; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-30 | Very Hungry LLC 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,436,017 4,436,017 owned after | no price filed | 2013-10-03 | |
| 2013-08-30 | Very Hungry LLC 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,436,017 0 owned after | no price filed | 2013-10-03 |