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PROSPECT GLOBAL RESOURCES INC. Forms 3, 4 and 5: Other

PROSPECT GLOBAL RESOURCES INC. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-12-18: Reporting owner Barber Damon; Form 3; Security No securities are beneficially owned; Transaction Holding.
  • 2012-12-14: Reporting owner DIETZ JAMES F.; Form 3; Security No securities are beneficially owned; Transaction Holding.
  • 2012-08-16: Reporting owner Wallace Brian W; Form 3; Security No securities are beneficially owned; Transaction Holding.
  • 2012-07-05: Reporting owner Schatz Conway J.; Form 3; Security No securities are beneficially owned.; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-12-18
holding as of filing
Barber Damon
Officer (CFO)
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2012-12-18
2012-12-14
holding as of filing
DIETZ JAMES F.
Director
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2012-12-14
2012-08-16
holding as of filing
Wallace Brian W
Officer (Chief Operating Officer)
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2012-08-16
2012-07-05
holding as of filing
Schatz Conway J.
Director
3No securities are beneficially owned.
Non-derivative · Direct
Holding
0 owned after
no price filed2012-07-05
2011-09-20
holding as of filing
Rich Wayne
Officer (Chief Financial Officer)
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2011-09-20
2011-09-15
holding as of filing
Holtzman Marc
Director
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2011-09-15