PROSPECT GLOBAL RESOURCES INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner Barber Damon; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2012-12-14: Reporting owner DIETZ JAMES F.; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2012-08-16: Reporting owner Wallace Brian W; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2012-07-05: Reporting owner Schatz Conway J.; Form 3; Security No securities are beneficially owned.; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 holding as of filing | Barber Damon Officer (CFO) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-12-18 | |
| 2012-12-14 holding as of filing | DIETZ JAMES F. Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-12-14 | |
| 2012-08-16 holding as of filing | Wallace Brian W Officer (Chief Operating Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-08-16 | |
| 2012-07-05 holding as of filing | Schatz Conway J. Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-07-05 | |
| 2011-09-20 holding as of filing | Rich Wayne Officer (Chief Financial Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-09-20 | |
| 2011-09-15 holding as of filing | Holtzman Marc Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-09-15 |