PROLOR BIOTECH, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-07-23: Reporting owner Frost Gamma Investments Trust | FROST PHILLIP MD ET AL; Form 4; Security Series B Convertible Preferred Stock, par value $0.00001 per; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-07-23: Reporting owner HSIAO JANE PH D; Form 4; Security Series B Convertible Preferred Stock, par value $0.00001 per; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-07-23: Reporting owner Rubin Steven D; Form 4; Security Series B Convertible Preferred Stock, par value $0.00001 per; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-03-25: Reporting owner HSIAO JANE PH D; Form 4; Security Series A Preferred Stock, par value $0.00001 per share; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-07-23 | Frost Gamma Investments Trust | FROST PHILLIP MD ET AL 10% Owner | Director, 10% Owner | 4 | Series B Convertible Preferred Stock, par value $0.00001 per Derivative · Indirect · Frost Gamma Investments Trust | P Open market or private purchase of non-derivative or derivative security | +825,000 825,000 owned after | $2.00 | 2009-07-27 | |
| 2009-07-23 | HSIAO JANE PH D Director | 4 | Series B Convertible Preferred Stock, par value $0.00001 per Derivative · Indirect · Hsu Gamma Investment, L.P. | P Open market or private purchase of non-derivative or derivative security | +170,000 170,000 owned after | $2.00 | 2009-07-27 | |
| 2009-07-23 | Rubin Steven D Director | 4 | Series B Convertible Preferred Stock, par value $0.00001 per Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $2.00 | 2009-07-27 | |
| 2008-03-25 | HSIAO JANE PH D Director | 4 | Series A Preferred Stock, par value $0.00001 per share Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +152,000 152,000 owned after | $2.50 | 2008-03-27 | |
| 2008-03-25 | Rubin Steven D Director | 4 | Series A Preferred Stock, par value $0.00001 per share Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $2.50 | 2008-03-27 | |
| 2008-03-25 | FROST PHILLIP MD ET AL | Frost Gamma Investment Trust Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock, par value $0.00001 per share Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +632,000 632,000 owned after | $2.50 | 2008-03-27 |