PROLOR BIOTECH, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-29: Reporting owner HAVRON ABRAHAM; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-08-29: Reporting owner HAVRON ABRAHAM; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-08-29: Reporting owner HAVRON ABRAHAM; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-08-29: Reporting owner HAVRON ABRAHAM; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,286 0 owned after | $0.88 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −145,048 0 owned after | $0.88 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $2.00 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −900,000 0 owned after | $0.90 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.65 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $2.40 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.47 exercise price | 2013-09-03 | |
| 2013-08-29 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | STERN ADAM K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.52 exercise price | 2013-09-03 | |
| 2013-08-29 | STERN ADAM K Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | FARES FUAD Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | HSIAO JANE PH D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.65 exercise price | 2013-09-03 | |
| 2013-08-29 | HSIAO JANE PH D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $5.47 exercise price | 2013-09-03 | |
| 2013-08-29 | HSIAO JANE PH D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | GORECKI MARIAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.93 exercise price | 2013-09-03 | |
| 2013-08-29 | GORECKI MARIAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.65 exercise price | 2013-09-03 | |
| 2013-08-29 | GORECKI MARIAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $5.47 exercise price | 2013-09-03 | |
| 2013-08-29 | GORECKI MARIAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | Rubin Steven D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.65 exercise price | 2013-09-03 | |
| 2013-08-29 | Rubin Steven D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.47 exercise price | 2013-09-03 | |
| 2013-08-29 | Rubin Steven D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −310,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | FROST PHILLIP MD ET AL | Frost Gamma Investments Trust Director, 10% Owner | 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.65 exercise price | 2013-09-03 | |
| 2013-08-29 | FROST PHILLIP MD ET AL | Frost Gamma Investments Trust Director, 10% Owner | 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,000 0 owned after | $5.47 exercise price | 2013-09-03 | |
| 2013-08-29 | FROST PHILLIP MD ET AL | Frost Gamma Investments Trust Director, 10% Owner | 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −542,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −315,693 0 owned after | $0.88 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −145,048 0 owned after | $0.88 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $2.00 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −900,000 0 owned after | $0.90 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.65 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $2.40 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.47 exercise price | 2013-09-03 | |
| 2013-08-29 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $4.74 exercise price | 2013-09-03 | |
| 2013-06-04 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 400,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | FROST PHILLIP MD ET AL Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +542,000 542,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | FARES FUAD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 400,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | HSIAO JANE PH D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | GORECKI MARIAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,000 44,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | Rubin Steven D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +310,000 310,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-06-04 | STERN ADAM K Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.74 exercise price | 2013-06-06 | |
| 2013-02-04 | HAVRON ABRAHAM Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $4.74 exercise price | 2013-02-06 | |
| 2013-02-04 | NOVIK SHAI A Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $4.74 exercise price | 2013-02-06 |