Progressive Care Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-01: Reporting owner Barreto Rodney; Form 4; Security Common Stock Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2023-07-01: Reporting owner Barreto Rodney; Form 4; Security Common Stock Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2023-07-01: Reporting owner Barreto Rodney; Form 4; Security Common Stock Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2023-07-01: Reporting owner Barreto Rodney; Form 4; Security Common Stock Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-01 | Barreto Rodney Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By RLB Market Investments LLC | X Exercise of in-the-money or at-the-money derivative security | +228,240 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Barreto Rodney Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By RLB Market Investments LLC | X Exercise of in-the-money or at-the-money derivative security | +30,000 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Barreto Rodney Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By NextPlat Corp | X Exercise of in-the-money or at-the-money derivative security | +455,000 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Barreto Rodney Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By NextPlat Corp | X Exercise of in-the-money or at-the-money derivative security | +340,599 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Barreto Rodney Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By NextPlat Corp | X Exercise of in-the-money or at-the-money derivative security | +230,000 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Fernandez Charles M. Director, Officer (Chairman & CEO), 10% Owner | 4 | Common Stock Warrant Derivative · Indirect · By eAperion Partners LLC | X Exercise of in-the-money or at-the-money derivative security | +228,240 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Fernandez Charles M. Director, Officer (Chairman & CEO), 10% Owner | 4 | Common Stock Warrant Derivative · Indirect · By eAperion Partners LLC | X Exercise of in-the-money or at-the-money derivative security | +190,000 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Fernandez Charles M. Director, Officer (Chairman & CEO), 10% Owner | 4 | Common Stock Warrant Derivative · Indirect · By NextPlat Corp | X Exercise of in-the-money or at-the-money derivative security | +455,000 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Fernandez Charles M. Director, Officer (Chairman & CEO), 10% Owner | 4 | Common Stock Warrant Derivative · Indirect · By NextPlat Corp | X Exercise of in-the-money or at-the-money derivative security | +340,599 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-07-01 | Fernandez Charles M. Director, Officer (Chairman & CEO), 10% Owner | 4 | Common Stock Warrant Derivative · Indirect · By NextPlat Corp | X Exercise of in-the-money or at-the-money derivative security | +230,000 0 owned after | $2.20 exercise price | 2023-10-20 | |
| 2023-05-09 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Common Stock Warrant Derivative · Indirect · By eAperion Partners LLC | P Open market or private purchase of non-derivative or derivative security | +190,000 228,240 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Common Stock Warrant Derivative · Indirect · By eAperion Partners LLC | P Open market or private purchase of non-derivative or derivative security | +455,000 190,000 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Common Stock Warrant Derivative · Indirect · By NextPlat Corp | P Open market or private purchase of non-derivative or derivative security | +570,599 645,000 owned after | $1,000,000.00 | 2023-06-30 | |
| 2023-05-09 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Common Stock Warrant Derivative · Indirect · By NextPlat Corp | P Open market or private purchase of non-derivative or derivative security | 798,839 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Barreto Rodney Director | 4 | Common Stock Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +30,000 228,240 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Barreto Rodney Director | 4 | Common Stock Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +455,000 30,000 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Barreto Rodney Director | 4 | Common Stock Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +570,599 455,000 owned after | $1,000,000.00 | 2023-06-30 | |
| 2023-05-09 | Barreto Rodney Director | 4 | Common Stock Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | 798,839 owned after | $2.20 exercise price | 2023-06-30 | |
| 2022-09-19 holding as of filing | Fernandez Charles M. Director | 3 | Series B Warrants Derivative · Indirect · (m) | Holding | $0.02 exercise price | 2022-09-19 | ||
| 2022-09-19 holding as of filing | Barreto Rodney Director | 3 | Series B Warrants Derivative · Indirect · (m) | Holding | $0.02 exercise price | 2022-09-19 |