Progressive Care Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-05-09: Reporting owner Fernandez Charles M.; Form 4; Security Convertible Note; Transaction C Conversion of derivative security.
- 2023-05-09: Reporting owner Fernandez Charles M.; Form 4; Security Convertible Note; Transaction C Conversion of derivative security.
- 2023-05-09: Reporting owner Barreto Rodney; Form 4; Security Convertible Note; Transaction C Conversion of derivative security.
- 2023-05-09: Reporting owner Barreto Rodney; Form 4; Security Convertible Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-05-09 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Convertible Note Derivative · Indirect · By eAperion Partners LLC | C Conversion of derivative security | −228,240 0 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Convertible Note Derivative · Indirect · By NextPlat Corp | C Conversion of derivative security | 0 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Barreto Rodney Director | 4 | Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | −228,240 0 owned after | $2.20 exercise price | 2023-06-30 | |
| 2023-05-09 | Barreto Rodney Director | 4 | Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $2.20 exercise price | 2023-06-30 | |
| 2022-11-16 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Convertible Note Derivative · Indirect · By NextPlat Corp | C Conversion of derivative security | 0 owned after | $0.03 exercise price | 2023-06-30 | |
| 2022-11-16 | Fernandez Charles M. Director, Officer (Chairman and CEO) | 4 | Convertible Note Derivative · Indirect · By NextPlat Corp | C Conversion of derivative security | 0 owned after | $2.20 exercise price | 2023-06-30 | |
| 2022-11-16 | Barreto Rodney Director | 4 | Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $0.03 exercise price | 2023-06-30 | |
| 2022-11-16 | Barreto Rodney Director | 4 | Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $2.20 exercise price | 2023-06-30 | |
| 2022-09-19 holding as of filing | Fernandez Charles M. Director | 3 | Convertible Note Derivative · Direct · (m) | Holding | $0.02 exercise price | 2022-09-19 | ||
| 2022-09-19 holding as of filing | Fernandez Charles M. Director | 3 | Convertible Note Derivative · Indirect · (m) | Holding | $0.02 exercise price | 2022-09-19 | ||
| 2022-09-19 holding as of filing | Barreto Rodney Director | 3 | Convertible Note Derivative · Direct · (m) | Holding | $0.02 exercise price | 2022-09-19 | ||
| 2022-09-19 holding as of filing | Barreto Rodney Director | 3 | Convertible Note Derivative · Indirect · (m) | Holding | $0.02 exercise price | 2022-09-19 |