POSITIVEID Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-21: Reporting owner Caragol William J; Form 4; Security Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2009-12-31: Reporting owner BLUE MOON ENERGY PARTNERS LLC; Form 3; Security Warrant (right to buy); Transaction Holding.
- 2009-11-10: Reporting owner SILVERMAN SCOTT R; Form 4; Security Common Stock Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2009-11-10: Reporting owner Caragol William J; Form 4; Security Common Stock Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-21 | Caragol William J Director, Officer (Chairman of the Board & CEO) | 4 | Warrant (right to buy) Derivative · Indirect · By Blue Moon | J Other acquisition or disposition (describe transaction) | −54,000 0 owned after | $0.88 | 2012-03-23 | |
| 2009-12-31 holding as of filing | BLUE MOON ENERGY PARTNERS LLC Other (Voluntary) | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.88 exercise price | 2009-12-31 | ||
| 2009-11-10 | SILVERMAN SCOTT R Director, Officer (CEO), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +54,000 54,000 owned after | $0.88 exercise price | 2009-11-12 | |
| 2009-11-10 | Caragol William J Director, Officer (President & CFO) | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.60 exercise price | 2009-11-12 | |
| 2009-11-10 | Caragol William J Director, Officer (President & CFO) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +54,000 54,000 owned after | $0.88 exercise price | 2009-11-12 |