POSITIVEID Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-31: Reporting owner COBB JEFFREY S; Form 5; Security Series II Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-29: Reporting owner KRAWITZ MICHAEL E; Form 5; Security Series II Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-29: Reporting owner SIEGEL NED L; Form 5; Security Series II Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-29: Reporting owner SIEGEL NED L; Form 4; Security Series II Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | COBB JEFFREY S Director | 5 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 204 owned after | $1,000.00 | 2019-04-04 | |
| 2017-03-29 | KRAWITZ MICHAEL E Director | 5 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 219 owned after | $1,000.00 | 2019-04-04 | |
| 2017-03-29 | SIEGEL NED L Director | 5 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 176 owned after | $1,000.00 | 2019-04-04 | |
| 2017-03-29 | SIEGEL NED L Director | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 176 owned after | $1,000.00 | 2017-03-31 | |
| 2017-03-29 | COBB JEFFREY S Director | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 204 owned after | $1,000.00 | 2017-03-31 | |
| 2017-03-29 | Caragol William J Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 1,327 owned after | $1,000.00 | 2017-03-31 | |
| 2017-03-29 | PROBST LYLE L Officer (President), 10% Owner | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 706 owned after | $1,000.00 | 2017-03-31 | |
| 2017-03-29 | KRAWITZ MICHAEL E Director | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 219 owned after | $1,000.00 | 2017-03-31 | |
| 2016-08-11 | SIEGEL NED L Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −114 0 owned after | no price filed | 2016-08-12 | |
| 2016-08-11 | SIEGEL NED L Director | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126 126 owned after | $0.10 exercise price | 2016-08-12 | |
| 2016-08-11 | PROBST LYLE L Officer (President) | 4 | Series I Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −415 0 owned after | no price filed | 2016-08-12 | |
| 2016-08-11 | PROBST LYLE L Officer (President) | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +456 456 owned after | $0.10 exercise price | 2016-08-12 | |
| 2016-08-11 | KRAWITZ MICHAEL E Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −151 0 owned after | no price filed | 2016-08-12 | |
| 2016-08-11 | KRAWITZ MICHAEL E Director | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +169 169 owned after | $0.10 exercise price | 2016-08-12 | |
| 2016-08-11 | COBB JEFFREY S Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −138 0 owned after | no price filed | 2016-08-12 | |
| 2016-08-11 | COBB JEFFREY S Director | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154 154 owned after | $0.10 exercise price | 2016-08-12 | |
| 2016-08-11 | Caragol William J Director, Officer (Chairman and CEO), 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −956 0 owned after | no price filed | 2016-08-12 | |
| 2016-08-11 | Caragol William J Director, Officer (Chairman and CEO), 10% Owner | 4 | Series II Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,076 1,076 owned after | $0.10 exercise price | 2016-08-12 | |
| 2015-12-22 | COBB JEFFREY S Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 138 owned after | $0.02 exercise price | 2015-12-24 | |
| 2015-12-22 | KRAWITZ MICHAEL E Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 151 owned after | $0.02 exercise price | 2015-12-24 | |
| 2015-12-22 | PROBST LYLE L Officer (President) | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125 415 owned after | $0.02 exercise price | 2015-12-24 | |
| 2015-12-22 | SIEGEL NED L Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 114 owned after | $0.02 exercise price | 2015-12-24 | |
| 2015-12-22 | Caragol William J Director, Officer (Chairman and CEO) | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150 956 owned after | $0.02 exercise price | 2015-12-24 | |
| 2015-05-13 | Caragol William J Director, Officer (Chairman and CEO), 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Direct | G Bona fide gift | −50 806 owned after | $1,000.00 | 2015-05-15 | |
| 2015-01-12 | KRAWITZ MICHAEL E Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 126 owned after | $1,000.00 | 2015-01-14 | |
| 2015-01-12 | SIEGEL NED L Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 89 owned after | $1,000.00 | 2015-01-14 | |
| 2015-01-12 | PROBST LYLE L Officer (President) | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150 290 owned after | $1,000.00 | 2015-01-14 | |
| 2015-01-12 | Caragol William J Director, Officer (Chairman and CEO), 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225 856 owned after | $1,000.00 | 2015-01-14 | |
| 2015-01-12 | COBB JEFFREY S Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 113 owned after | $1,000.00 | 2015-01-14 | |
| 2014-04-21 holding as of filing | PROBST LYLE L Officer (President) | 3 | Series I Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-04-21 | ||
| 2014-01-14 | Caragol William J Director, Officer (Chairman and CEO), 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +381 631 owned after | $1,000.00 | 2014-01-16 | |
| 2013-12-31 | KRAWITZ MICHAEL E Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 76 owned after | $1,000.00 | 2014-01-03 | |
| 2013-12-31 | SIEGEL NED L Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 39 owned after | $1,000.00 | 2014-01-03 | |
| 2013-12-31 | COBB JEFFREY S Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 63 owned after | $1,000.00 | 2014-01-03 | |
| 2013-09-30 | SIEGEL NED L Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 14 owned after | $1,000.00 | 2013-10-02 | |
| 2013-09-30 | Caragol William J Director, Officer (Chairman and CEO), 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 250 owned after | $1,000.00 | 2013-10-02 | |
| 2013-09-30 | KRAWITZ MICHAEL E Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 51 owned after | $1,000.00 | 2013-10-02 | |
| 2013-09-30 | COBB JEFFREY S Director | 4 | Series I Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 38 owned after | $1,000.00 | 2013-10-02 |