Polished.com Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-02-09: Reporting owner Akhavan Houman; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2023-02-09: Reporting owner Akhavan Houman; Form 3; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2022-11-02: Reporting owner Barry Robert; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2021-06-07: Reporting owner Barry Robert; Form 4; Security Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-02-09 holding as of filing | Akhavan Houman Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $2.25 exercise price | 2023-02-09 | ||
| 2023-02-09 holding as of filing | Akhavan Houman Director | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $2.25 exercise price | 2023-02-09 | ||
| 2022-11-02 holding as of filing | Barry Robert Officer (Interim CFO) | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $2.25 exercise price | 2022-11-02 | ||
| 2021-06-07 | Barry Robert Officer (Chief Financial Officer) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $1.30 | 2021-06-07 | |
| 2021-06-02 | Roberts Ellery Director | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by Cardinal 33 LLC | P Open market or private purchase of non-derivative or derivative security | +22,200 22,200 owned after | $0.01 | 2021-06-04 | |
| 2021-06-02 | Milburn Glyn C. Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,200 2,200 owned after | $0.01 | 2021-06-04 | |
| 2021-06-02 | Crosnoe Clark R. Director | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by CRC Investment Fund LP | P Open market or private purchase of non-derivative or derivative security | +444,400 444,400 owned after | $0.01 | 2021-06-04 | |
| 2021-06-02 | Crosnoe Clark R. Director | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by NM 2018 Trust | P Open market or private purchase of non-derivative or derivative security | +88,800 88,800 owned after | $0.01 | 2021-06-04 |