Polished.com Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-08-05: Reporting owner Johnson Maria; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2020-10-30: Reporting owner Guilhas Jacob; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2020-09-10: Reporting owner Harcum Thomas S.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-09-10: Reporting owner Hargrave Michael K.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-08-05 holding as of filing | Johnson Maria Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.10 exercise price | 2021-08-05 | ||
| 2020-10-30 holding as of filing | Guilhas Jacob Officer (VP of Logistics) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.00 exercise price | 2020-10-30 | ||
| 2020-09-10 | Harcum Thomas S. Officer (CMO and CTO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.00 exercise price | 2021-03-25 | |
| 2020-09-10 | Hargrave Michael K. Officer (Chief Merchant) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.00 exercise price | 2021-03-25 | |
| 2020-09-10 | Barry Robert Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $9.00 exercise price | 2020-09-15 | |
| 2020-08-04 | MOORE DOUGLAS T Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263,158 263,158 owned after | $9.00 exercise price | 2020-08-04 |