PLURES TECHNOLOGIES, INC./DE Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-01: Reporting owner Smith David Russell; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-01: Reporting owner Fricano Glenn; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-01: Reporting owner Sieger Stuart M.; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-15: Reporting owner Sieger Stuart M.; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-01 | Smith David Russell Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,703 25,925 owned after | $0.01 exercise price | 2013-01-04 | |
| 2012-12-01 | Fricano Glenn Director, Officer (President), 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,703 25,925 owned after | $0.01 exercise price | 2013-01-04 | |
| 2012-12-01 | Sieger Stuart M. Director, Officer (Vice President) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,703 25,925 owned after | $0.01 exercise price | 2013-01-04 | |
| 2012-10-15 | Sieger Stuart M. Director, Officer (Vice President) | 4/A | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 22,222 owned after | $0.01 exercise price | 2013-01-22 | |
| 2012-10-15 | Smith David Russell Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 22,222 owned after | $0.01 exercise price | 2013-01-22 | |
| 2012-10-15 | Fricano Glenn Director, Officer (President), 10% Owner | 4/A | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 22,222 owned after | $0.01 exercise price | 2013-01-22 | |
| 2012-10-15 | Smith David Russell Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 22,222 owned after | $0.01 exercise price | 2013-01-04 | |
| 2012-10-15 | Fricano Glenn Director, Officer (President), 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 22,222 owned after | $0.01 exercise price | 2013-01-04 | |
| 2012-10-15 | Sieger Stuart M. Director, Officer (Vice President) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 22,222 owned after | $0.01 exercise price | 2013-01-04 | |
| 2006-02-21 | RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.86 exercise price | 2006-02-23 | |
| 2006-02-21 | RENAISSANCE US GROWTH INVESTMENT TRUST PLC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.86 exercise price | 2006-02-23 | |
| 2006-02-21 | BFS US SPECIAL OPPORTUNITIES TRUST PLC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.86 exercise price | 2006-02-23 | |
| 2006-02-21 | PEARSON ROBERT C | CLEVELAND RUSSELL Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.86 exercise price | 2006-02-23 | |
| 2006-02-21 | PEARSON ROBERT C | CLEVELAND RUSSELL Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.86 exercise price | 2006-02-23 | |
| 2006-02-21 | PEARSON ROBERT C | CLEVELAND RUSSELL Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.86 exercise price | 2006-02-23 |