PLURES TECHNOLOGIES, INC./DE Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-15: Reporting owner Sieger Stuart M.; Form 4/A; Security 2% Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-15: Reporting owner Smith David Russell; Form 4/A; Security 2% Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-15: Reporting owner Fricano Glenn; Form 4/A; Security 2% Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-15: Reporting owner Smith David Russell; Form 4; Security 2% Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-15 | Sieger Stuart M. Director, Officer (Vice President) | 4/A | 2% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 11,111 owned after | $3.00 exercise price | 2013-01-22 | |
| 2012-10-15 | Smith David Russell Director, Officer (Chief Executive Officer), 10% Owner | 4/A | 2% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 11,111 owned after | $3.00 exercise price | 2013-01-22 | |
| 2012-10-15 | Fricano Glenn Director, Officer (President), 10% Owner | 4/A | 2% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 11,111 owned after | $3.00 exercise price | 2013-01-22 | |
| 2012-10-15 | Smith David Russell Director, Officer (Chief Executive Officer), 10% Owner | 4 | 2% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 11,111 owned after | $3.00 exercise price | 2013-01-04 | |
| 2012-10-15 | Fricano Glenn Director, Officer (President), 10% Owner | 4 | 2% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 11,111 owned after | $3.00 exercise price | 2013-01-04 | |
| 2012-10-15 | Sieger Stuart M. Director, Officer (Vice President) | 4 | 2% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11,111 11,111 owned after | $3.00 exercise price | 2013-01-04 |