Plastic2Oil, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-20: Reporting owner ASPIN JASON C; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2017-10-20: Reporting owner ASPIN JASON C; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2014-11-19: Reporting owner Heddle Richard W; Form 4; Security Warrant to purchase common stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-09-30: Reporting owner Heddle Richard W; Form 4; Security Expired Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-20 holding as of filing | ASPIN JASON C Director | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $0.12 exercise price | 2017-10-20 | ||
| 2017-10-20 holding as of filing | ASPIN JASON C Director | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $0.12 exercise price | 2017-10-20 | ||
| 2014-11-19 | Heddle Richard W Director, Officer (Chief Excecutive Officer) | 4 | Warrant to purchase common stock Derivative · Indirect · CEO | P Open market or private purchase of non-derivative or derivative security | +1,000,000 4,000,000 owned after | $0.12 exercise price | 2014-12-08 | |
| 2013-09-30 | Heddle Richard W Director, Officer (Chief Executive Officer) | 4 | Expired Warrants Derivative · Indirect · CEO | P Open market or private purchase of non-derivative or derivative security | +2,000,000 0 owned after | $0.02 | 2019-07-31 | |
| 2013-09-30 | Heddle Richard W Director, Officer (Chief Executive Officer) | 4 | Warrant to purchase common stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 3,000,000 owned after | $0.54 exercise price | 2013-10-04 | |
| 2013-08-29 | Heddle Richard W Director, Officer (Chief Executive Officer) | 4 | Expired Warrants Derivative · Indirect · CEO | P Open market or private purchase of non-derivative or derivative security | +1,000,000 0 owned after | $0.02 | 2019-07-31 | |
| 2013-08-29 | Heddle Richard W Director, Officer (Chief Executive Officer) | 4 | Warrant to purchase common stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.54 exercise price | 2013-09-03 | |
| 2012-05-25 holding as of filing | Meyer & Doreen Luskin Family Trust | Dunn Richard | Coulton Michael R | Doering Melissa Bridgeford | Bruce Peter J | Glikbarg Revocable Trust | Dietrich Henry M | Dorrell Michael B. | Bleach Murray E | R. N. Gold & Company, Inc. Profit Sharing Pension Trust 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct | Holding | $2.00 exercise price | 2012-05-25 |