Plastic2Oil, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-07-25: Reporting owner BRAIN LEE CAMERON; Form 4; Security Incentive Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-07-25: Reporting owner ASPIN JASON C; Form 4; Security Incentive Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-07-25: Reporting owner Heddle Richard W; Form 4; Security Incentive Stock Option; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-10-18: Reporting owner BRAIN LEE CAMERON; Form 4; Security Incentive Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-07-25 | BRAIN LEE CAMERON Director | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.02 exercise price | 2019-07-31 | |
| 2019-07-25 | ASPIN JASON C Director | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.02 exercise price | 2019-07-31 | |
| 2019-07-25 | Heddle Richard W Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option Derivative · Indirect · CEO | P Open market or private purchase of non-derivative or derivative security | +3,000,000 3,000,000 owned after | $0.02 | 2019-07-31 | |
| 2017-10-18 | BRAIN LEE CAMERON Director | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.05 exercise price | 2017-10-20 | |
| 2017-10-18 | ASPIN JASON C Director | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.05 exercise price | 2017-10-20 | |
| 2016-10-25 | Rahoul Banerjea S Officer (Chief Financial Officer) | 4/A | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250,000 2,250,000 owned after | $0.17 | 2016-11-07 | |
| 2016-10-25 | Rahoul Banerjea S Officer (Chief Financial Officer) | 4/A | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 5,250,000 owned after | $0.05 | 2016-11-07 | |
| 2016-10-25 | Plastic2Oil, Inc. Officer (Chief Financial Officer) | 4 | Incentive Stock Option Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250,000 2,250,000 owned after | $0.17 | 2016-10-31 | |
| 2016-10-25 | Plastic2Oil, Inc. Officer (Chief Financial Officer) | 4 | Incentive Stock Option Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 5,250,000 owned after | $0.05 | 2016-10-31 | |
| 2014-05-09 | Bordynuik John William Other (Chief of Technology) | 4 | Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −650,000 1,400,000 owned after | $1.50 exercise price | 2014-06-02 | |
| 2013-08-26 holding as of filing | Terranova Nicholas J Officer (Chief Financial Officer) | 3 | Incentive Stock Options Derivative · Direct | Holding | $0.32 exercise price | 2013-08-26 | ||
| 2013-05-16 | Bogolin Tony Director, Officer (President and CEO) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.55 exercise price | 2013-05-17 | |
| 2012-10-19 holding as of filing | Rauber Kevin Director, Officer (CEO and President) | 3/A | Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2012-10-19 | ||
| 2012-07-05 holding as of filing | Bogolin Tony Officer (Chief Operating Officer) | 3 | Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2012-07-05 | ||
| 2012-06-21 holding as of filing | Rauber Kevin Director, Officer (CEO and President) | 3/A | Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2012-06-21 | ||
| 2012-05-24 holding as of filing | Rauber Kevin Director, Officer (CEO and President) | 3/A | Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2012-05-24 | ||
| 2012-05-22 holding as of filing | Rauber Kevin Director, Officer (Chief Financial Officer) | 3 | Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2012-05-22 | ||
| 2012-05-15 | Ingham Matthew James Director, Officer (Chief Financial Officer) | 4/A | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.50 exercise price | 2012-10-19 | |
| 2012-05-15 | Ingham Matthew James Director, Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.50 exercise price | 2012-05-17 |