Plastic2Oil, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-08-24: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2016-08-10; Total offering amount $1,000,000.
- 2014-04-01: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-03-17; Total offering amount $1,000,000.
- 2014-03-06: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-02-19; Total offering amount $120,000.
- 2013-09-10: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2013-08-29; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-08-24 | Rule 506(b) | Debt; OptionToAcquire | 2016-08-10 | $1,000,000 | $100,000 | $900,000 | 1 |
| 2014-04-01 | Rule 506(b) | Equity; OptionToAcquire | 2014-03-17 | $1,000,000 | $320,000 | $680,000 | 10 |
| 2014-03-06 | Rule 506(b) | Equity; OptionToAcquire | 2014-02-19 | $120,000 | $120,000 | $0 | 3 |
| 2013-09-10 D/A | Rule 506 | Debt; OptionToAcquire | 2013-08-29 | $10,000,000 | $1,000,000 | $9,000,000 | 1 |
| 2012-01-12 | Rule 506 | Equity; OptionToAcquire | 2011-12-30 | $5,000,000 | $2,795,000 | $2,205,000 | 13 |