PIONEER NATURAL RESOURCES CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-06: Reporting owner CHEATWOOD CHRIS J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-14: Reporting owner DOVE TIMOTHY L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-11: Reporting owner SHEFFIELD SCOTT D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-11: Reporting owner DEALY RICHARD P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-06 | CHEATWOOD CHRIS J Officer (EVP, BD & Technology) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,363 owned after | $15.62 exercise price | 2012-11-07 | |
| 2012-09-14 | DOVE TIMOTHY L Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 66,100 owned after | $15.62 exercise price | 2012-09-18 | |
| 2012-09-11 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,337 0 owned after | $15.62 exercise price | 2012-09-13 | |
| 2012-09-11 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,368 owned after | $15.62 exercise price | 2012-09-13 | |
| 2012-09-10 | STILL JAY P Officer (EVP, Domestic Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 7,346 owned after | $15.62 exercise price | 2012-09-11 | |
| 2012-09-07 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,117 25,337 owned after | $15.62 exercise price | 2012-09-10 | |
| 2012-09-06 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,883 43,454 owned after | $15.62 exercise price | 2012-09-10 | |
| 2012-08-16 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,368 owned after | $15.62 exercise price | 2012-08-20 | |
| 2012-08-08 | CHEATWOOD CHRIS J Officer (EVP, BD & Technology) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 15,363 owned after | $15.62 exercise price | 2012-08-09 | |
| 2012-08-07 | KELLUM DANNY L Officer (EVP, Permian Operations) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,131 0 owned after | $15.62 exercise price | 2012-10-09 | |
| 2012-08-07 | KELLUM DANNY L Officer (EVP, Permian Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,131 0 owned after | $15.62 exercise price | 2012-08-09 | |
| 2012-08-07 | CHEATWOOD CHRIS J Officer (EVP, BD & Technology) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 22,663 owned after | $15.62 exercise price | 2012-08-09 | |
| 2012-08-07 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 45,337 owned after | $15.62 exercise price | 2012-08-09 | |
| 2012-03-30 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 75,337 owned after | $15.62 exercise price | 2012-04-02 | |
| 2012-03-16 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 85,337 owned after | $15.62 exercise price | 2012-03-20 | |
| 2012-03-09 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 100,337 owned after | $15.62 exercise price | 2012-03-12 | |
| 2012-03-06 | BERG MARK STEPHEN Officer (EVP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,509 0 owned after | $15.62 exercise price | 2012-03-08 | |
| 2012-02-22 | KELLUM DANNY L Officer (EVP, Permian Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,863 6,863 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,078 12,078 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | STILL JAY P Officer (EVP, Domestic Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,039 6,039 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | DOVE TIMOTHY L Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,470 16,470 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,232 36,232 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | HANNES WILLIAM F Officer (EVP, S Texas Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,039 6,039 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | CHEATWOOD CHRIS J Officer (EVP, BD & Technology) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,235 8,235 owned after | $113.76 exercise price | 2012-02-24 | |
| 2012-02-22 | BERG MARK STEPHEN Officer (EVP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,863 6,863 owned after | $113.76 exercise price | 2012-02-24 |