PIONEER NATURAL RESOURCES CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-28: Reporting owner SHEFFIELD SCOTT D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-16: Reporting owner HANNES WILLIAM F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-15: Reporting owner DOVE TIMOTHY L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-11: Reporting owner DEALY RICHARD P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-28 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $24.25 | 2009-09-30 | |
| 2009-09-16 | HANNES WILLIAM F Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,666 0 owned after | $18.30 | 2009-09-16 | |
| 2009-09-15 | DOVE TIMOTHY L Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $18.30 | 2009-09-15 | |
| 2009-09-11 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $24.25 | 2009-09-15 | |
| 2009-09-11 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 0 owned after | $18.30 | 2009-09-15 | |
| 2009-09-11 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $18.30 | 2009-09-15 | |
| 2009-08-06 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $25.58 | 2009-08-10 | |
| 2009-07-28 | HANNES WILLIAM F Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 0 owned after | $25.58 | 2009-07-30 | |
| 2009-07-28 | HANNES WILLIAM F Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $24.72 | 2009-07-30 | |
| 2009-07-28 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 0 owned after | $24.72 | 2009-07-30 | |
| 2009-07-28 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,328 0 owned after | $24.72 | 2009-07-30 | |
| 2009-06-11 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,672 16,328 owned after | $24.72 | 2009-06-15 | |
| 2009-06-11 | DOVE TIMOTHY L Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $24.72 | 2009-06-15 | |
| 2009-06-11 | DOVE TIMOTHY L Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $25.58 | 2009-06-15 | |
| 2009-06-11 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 0 owned after | $25.58 | 2009-06-15 | |
| 2009-06-11 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 1,750 owned after | $24.72 | 2009-06-15 | |
| 2009-06-10 | CHEATWOOD CHRIS J Officer (EVP, Geoscience) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $25.58 | 2009-06-11 | |
| 2009-05-08 | DEALY RICHARD P Officer (EVP & CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,666 0 owned after | $17.69 | 2009-05-12 | |
| 2009-05-08 | CHEATWOOD CHRIS J Officer (EVP, Geoscience) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,666 0 owned after | $17.69 | 2009-05-12 | |
| 2009-05-08 | HANNES WILLIAM F Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 0 owned after | $17.69 | 2009-05-12 | |
| 2009-05-08 | DOVE TIMOTHY L Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.69 | 2009-05-12 | |
| 2009-05-08 | SHEFFIELD SCOTT D Director, Officer (Chairman & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,000 0 owned after | $17.69 | 2009-05-12 | |
| 2009-02-18 | KELLUM DANNY L Officer (EVP, Domestic Operations) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,788 23,788 owned after | $15.62 exercise price | 2009-02-24 | |
| 2009-02-18 | DOVE TIMOTHY L Officer (President and COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | SHEFFIELD SCOTT D Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,337 115,337 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | DEALY RICHARD P Officer (EVP and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,368 40,368 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | BERG MARK STEPHEN Officer (EVP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,509 24,509 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | CHEATWOOD CHRIS J Officer (EVP, Geoscience) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,363 25,363 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | KELLUM DANNY L Officer (EVP, Domestic Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,788 23,788 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | HANNES WILLIAM F Officer (EVP, Business Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,905 20,905 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | STILL JAY P Officer (EVP, Domestic Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,346 22,346 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-02-18 | MCMANUS DAVID Officer (EVP, International Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,905 20,905 owned after | $15.62 exercise price | 2009-02-20 | |
| 2009-01-07 | SHEFFIELD SCOTT D Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $18.96 | 2009-01-08 | |
| 2009-01-07 | SHEFFIELD SCOTT D Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $18.30 | 2009-01-08 |