Pike Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-01: Reporting owner Thomson Mark P; Form 4; Security Option to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-01: Reporting owner Simmons Audie G; Form 4; Security Option to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-29: Reporting owner Simmons Audie G; Form 3; Security Option to buy; Transaction Holding.
- 2006-11-29: Reporting owner Simmons Audie G; Form 3; Security Option to buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-01 | Thomson Mark P Officer (Chief Information Officer) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $15.70 exercise price | 2007-01-16 | |
| 2006-12-01 | Simmons Audie G Officer (Principal Operating Officer) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $15.70 exercise price | 2007-01-16 | |
| 2006-11-29 holding as of filing | Simmons Audie G Officer (Principal Operating Officer) | 3 | Option to buy Derivative · Direct | Holding | $3.80 exercise price | 2006-11-29 | ||
| 2006-11-29 holding as of filing | Simmons Audie G Officer (Principal Operating Officer) | 3 | Option to buy Derivative · Direct | Holding | $6.51 exercise price | 2006-11-29 | ||
| 2006-11-29 holding as of filing | Simmons Audie G Officer (Principal Operating Officer) | 3 | Option to buy Derivative · Direct | Holding | $14.00 exercise price | 2006-11-29 | ||
| 2006-11-29 holding as of filing | Simmons Audie G Officer (Principal Operating Officer) | 3 | Option to buy Derivative · Direct | Holding | $18.41 exercise price | 2006-11-29 | ||
| 2006-11-03 holding as of filing | Slater Anthony Kane Officer (Chief Financial Officer) | 4 | Option to buy Derivative · Direct | Holding | 30,000 owned after | $18.80 exercise price | 2006-11-03 | |
| 2006-11-03 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 191,961 owned after | $3.80 exercise price | 2006-11-03 | |
| 2006-11-03 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-11-03 | |
| 2006-11-03 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 88,428 owned after | $6.51 exercise price | 2006-11-03 | |
| 2006-11-03 holding as of filing | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | Holding | 428,571 owned after | $14.00 exercise price | 2006-11-03 | |
| 2006-11-03 holding as of filing | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | Holding | 424,217 owned after | $3.80 exercise price | 2006-11-03 | |
| 2006-11-03 holding as of filing | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | Holding | 343,746 owned after | $6.51 exercise price | 2006-11-03 | |
| 2006-11-01 | Slater Anthony Kane Officer (Chief Financial Officer) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.41 exercise price | 2006-11-03 | |
| 2006-11-01 | Slater Anthony Kane Officer (Chief Financial Officer) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $18.41 exercise price | 2006-11-03 | |
| 2006-11-01 | Fox James R Officer (VP and General Counsel) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $18.41 exercise price | 2006-11-03 | |
| 2006-11-01 | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $18.41 exercise price | 2006-11-03 | |
| 2006-11-01 | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,159 27,159 owned after | $18.41 exercise price | 2006-11-03 | |
| 2006-11-01 | WALDMAN GARY D Officer (Controller and CAO) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $18.41 exercise price | 2006-11-03 | |
| 2006-10-13 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to buy Derivative · Direct | Holding | 191,961 owned after | $3.80 exercise price | 2006-10-13 | |
| 2006-10-13 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-10-13 | |
| 2006-10-13 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to buy Derivative · Direct | Holding | 88,428 owned after | $6.51 exercise price | 2006-10-13 | |
| 2006-10-12 holding as of filing | Slater Anthony Kane Officer (Chief Financial Officer) | 4 | Option to buy Derivative · Direct | Holding | 30,000 owned after | $18.80 exercise price | 2006-10-12 | |
| 2006-10-06 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 204,861 owned after | $3.80 exercise price | 2006-10-06 | |
| 2006-10-06 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 191,961 owned after | $3.80 exercise price | 2006-10-06 | |
| 2006-10-06 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-10-06 | |
| 2006-10-06 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 88,428 owned after | $6.51 exercise price | 2006-10-06 | |
| 2006-10-06 holding as of filing | Slater Anthony Kane Officer (Chief Financial Officer) | 4 | Option to buy Derivative · Direct | Holding | 30,000 owned after | $18.80 exercise price | 2006-10-06 | |
| 2006-09-08 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to Buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-09-08 | |
| 2006-09-08 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to Buy Derivative · Direct | Holding | 88,428 owned after | $6.51 exercise price | 2006-09-08 | |
| 2006-08-11 holding as of filing | Slater Anthony Kane Officer (VP of Finance) | 3 | Option to buy Derivative · Direct | Holding | $18.18 exercise price | 2006-08-11 | ||
| 2006-07-06 holding as of filing | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | Holding | 428,571 owned after | $14.00 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | Holding | 424,217 owned after | $3.80 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Pike J Eric Director, Officer (President, CEO and Chairman) | 4 | Option to buy Derivative · Direct | Holding | 343,746 owned after | $6.51 exercise price | 2006-07-06 | |
| 2006-06-30 holding as of filing | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-06-30 | |
| 2006-06-30 holding as of filing | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | Holding | 61,904 owned after | $6.51 exercise price | 2006-06-30 | |
| 2006-06-29 | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,500 133,637 owned after | $3.80 exercise price | 2006-06-30 | |
| 2006-06-28 | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,241 165,137 owned after | $3.80 exercise price | 2006-06-30 | |
| 2006-03-20 holding as of filing | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-03-20 | |
| 2006-03-20 holding as of filing | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | Holding | 231,378 owned after | $3.80 exercise price | 2006-03-20 | |
| 2006-03-20 holding as of filing | Merritt John H Officer (Vice President, Operations) | 4 | Option to buy Derivative · Direct | Holding | 61,904 owned after | $6.51 exercise price | 2006-03-20 | |
| 2006-03-14 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | Holding | 88,428 owned after | $6.51 exercise price | 2006-03-14 | |
| 2006-03-13 | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,900 191,961 owned after | $3.80 exercise price | 2006-09-08 | |
| 2006-03-13 | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,900 191,961 owned after | $3.80 exercise price | 2006-03-14 | |
| 2006-03-13 holding as of filing | Merritt John H Officer (Vice President-Operations) | 4 | Option to buy Derivative · Direct | Holding | 38,690 owned after | $14.00 exercise price | 2006-03-13 | |
| 2006-03-13 holding as of filing | Merritt John H Officer (Vice President-Operations) | 4 | Option to buy Derivative · Direct | Holding | 231,378 owned after | $3.80 exercise price | 2006-03-13 | |
| 2006-03-13 holding as of filing | Merritt John H Officer (Vice President-Operations) | 4 | Option to buy Derivative · Direct | Holding | 61,904 owned after | $6.51 exercise price | 2006-03-13 | |
| 2006-03-10 | Collins Jeffery L Officer (Chief Operating Officer) | 4/A | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,100 204,861 owned after | $3.80 exercise price | 2006-09-08 | |
| 2006-03-10 | Collins Jeffery L Officer (Chief Operating Officer) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,100 204,861 owned after | $3.80 exercise price | 2006-03-14 | |
| 2006-03-09 | Ratliff Robert JR Officer (Chief Administrative Officer) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137,365 0 owned after | $3.80 exercise price | 2006-03-13 | |
| 2006-03-08 | Ratliff Robert JR Director | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 137,365 owned after | $3.80 exercise price | 2006-03-10 | |
| 2006-03-07 | Ratliff Robert JR Director | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,742 0 owned after | $14.00 exercise price | 2006-03-09 | |
| 2006-03-07 | Ratliff Robert JR Director | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,745 0 owned after | $6.51 exercise price | 2006-03-09 | |
| 2006-03-07 | Ratliff Robert JR Director | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,103 207,365 owned after | $3.80 exercise price | 2006-03-09 |