Advertisement
Screener

PHATHOM PHARMACEUTICALS, INC. (PHAT) Material Contracts

PHATHOM PHARMACEUTICALS, INC. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-04-30: Form 10-Q; Exhibit 10.3; Description Amended and Restated Non-Employee Director Compensation Program, effective January 1, 2026.
  • 2026-04-30: Form 10-Q; Exhibit 10.1; Description Second Amendment to the Supply and Packaging Services Agreement, by and between Sandoz GmbH and the Registrant, dated March 23, 2026.
  • 2026-02-26: Form 10-K; Exhibit 10.38; Description Fifth Amendment to the Loan and Security Agreement, dated February 25, 2026, by and among Hercules Capital and the Registrant.
  • 2026-02-26: Form 10-K; Exhibit 10.19; Description Revenue Interest Financing Agreement, dated May 3, 2022, by and among NovaQuest Capital Management, Sagard Holding Manager, Hercules Capital and the Registrant.
FiledFormExhibitDescription
2026-04-3010-Q10.3Amended and Restated Non-Employee Director Compensation Program, effective January 1, 2026
2026-04-3010-Q10.1Second Amendment to the Supply and Packaging Services Agreement, by and between Sandoz GmbH and the Registrant, dated March 23, 2026
2026-02-2610-K10.38Fifth Amendment to the Loan and Security Agreement, dated February 25, 2026, by and among Hercules Capital and the Registrant
2026-02-2610-K10.19Revenue Interest Financing Agreement, dated May 3, 2022, by and among NovaQuest Capital Management, Sagard Holding Manager, Hercules Capital and the Registrant
2025-10-3010-Q10.1Employment Letter Agreement, dated September 29, 2025, by and between Sanjeev Narula and the Registrant
2025-08-0710-Q10.3Employment Letter Agreement, dated June 4, 2025, by and between Anne Marie Cook and the Registrant
2025-08-0710-Q10.2Separation Agreement and Release of Claims, dated May 20, 2025, by and between Molly Henderson and the Registrant
2025-08-0710-Q10.1Separation Agreement and Release of Claims, dated May 18, 2025, by and between Azmi Nabulsi, M.D., M.P.H. and the Registrant
2025-05-0110-Q10.2Separation Agreement, dated April 2, 2025, by and between Terrie Curran and the Registrant
2025-05-0110-Q10.1Employment Letter Agreement, dated March 31, 2025, by and between Steven Basta and the Registrant
2025-03-0610-K10.30First Amendment to the Supply and Packaging Services Agreement, by and between Sandoz GmbH and the Registrant, dated December 4, 2021
2024-11-0710-Q10.1Letter Agreement to Vonoprazan Commercial Supply Agreement, dated September 4, 2024, by and among Evonik Operations GmbH and the Registrant.
2024-08-0810-Q10.1Amended and Restated Non-Employee Director Compensation Program
2024-06-1410-K/A10.28Phathom Pharmaceuticals Inc. 2024 Bonus Plan
2024-06-1410-K/A10.27Fourth Amendment to the Loan and Security Agreement, dated December 14, 2023, by and among Hercules Capital and the Registrant
2024-06-1410-K/A10.26First Amendment to the Commercial Supply Agreement, dated as of December 6, 2023, by and among Catalent Pharma Solutions, LLC and the Registrant
2024-03-0710-K10.28Phathom Pharmaceuticals Inc. 2024 Bonus Plan
2024-03-0710-K10.27Fourth Amendment to the Loan and Security Agreement, dated December 14, 2023, by and among Hercules Capital and the Registrant
2024-03-0710-K10.26First Amendment to the Commercial Supply Agreement, dated as of December 6, 2023, by and among Catalent Pharma Solutions, LLC and the Registrant
2023-08-1010-Q10.2Amendment and Restated Non-Employee Director Compensation Program
2023-08-1010-Q10.1First Amendment to Vonoprazan Commercial Supply Agreement
2023-05-1010-Q10.1Third Amendment to Loan and Security Agreement, dated May 9, 2023, by and among the Registrant and Hercules Capital, Inc.
2023-02-2810-K10.37Joinder and Waiver agreement dated October 31, 2022 by and among Hercules Capital, CO Finance LVS XXXVII LLC and the Registrant
2022-11-0910-Q/A10.2Second Amendment to the Loan and Security Agreement, dated September 17, 2021, by and among Hercules Capital and the Registrant.
2022-11-0910-Q/A10.1Commercial Supply Agreement with Evonik Operations GmbH entered into on August 1, 2022
2022-11-0810-Q10.2Second Amendment to the Loan and Security Agreement, dated September 17, 2021, by and among Hercules Capital and the Registrant.
2022-11-0810-Q10.1Commercial Supply Agreement with Evonik Operations GmbH entered into on August 1, 2022
2022-08-0210-Q10.6Transition and Separation Agreement and Release of Claims, dated April 5, 2022, by and between the Registrant and Anthony Guzzo
2022-08-0210-Q10.5Amended and Restated Non-Employee Director Compensation Policy
2022-08-0210-Q10.4Amendment to the Loan and Security Agreement, dated September 17, 2021, by and among Hercules Capital and the Registrant.
2022-08-0210-Q10.3Revenue Interest Financing Agreement, dated May 3, 2022, by and among NovaQuest Capital Management, Sagard Holding Manager, Hercules Capital and the Registrant
2022-08-0210-Q10.2Form of Restricted Stock Grant Notice and Restricted Stock Agreement under Phathom Pharmaceuticals, Inc. 2019 Equity Incentive Plan
2022-05-1010-Q10.1Employment Letter Agreement, dated March 22, 2022, by and between Molly Henderson and the Company
2022-03-0110-K10.30First Amendment to the Supply and Packaging Services Agreement, by and between Sandoz GmbH and the Registrant, dated December 4, 2021
2022-01-258-K10.1Form of Restricted Stock Unit Agreement under the 2019 Incentive Award Plan.
2021-11-0810-Q10.2Warrant to purchase stock issued to Hercules Capital, dated September 17, 2021
2021-11-0810-Q10.1Loan and Security Agreement, dated September 17, 2021, by and among Hercules Capital and the Registrant
2021-08-1010-Q10.5Amended and Restated Non-Employee Director Compensation Policy
2021-08-1010-Q10.4Commercial Supply Agreement with Catalent Pharma Solutions, LLC entered into on July 2, 2021
2021-08-1010-Q10.3Separation and Release Agreement dated June 4, 2021, between the Registrant and Todd Branning
2021-08-1010-Q10.2Third Amendment to the Loan and Security Agreement, dated May 26, 2021, by and among Silicon Valley Bank, SVB Innovation Credit Fund VIII, L.P. and the Registrant
2021-08-1010-Q10.1Second Amendment to the Loan and Security Agreement, dated March 11, 2021, by and among Silicon Valley Bank, SVB Innovation Credit Fund VIII, L.P. and the Registrant
2021-05-1110-Q10.1Second Amendment to the Loan and Security Agreement, dated March 11, 2021, by and among Silicon Valley Bank, SVB Innovation Credit Fund VIII, L.P. and the Registrant
2021-03-3010-K10.22Amendment No. 1 to Commercial Supply Agreement by and between Takeda Pharmaceuticals Company Limited and the Registrant, dated as of December 1, 2020
2021-03-3010-K10.21Supply and Packaging Services Agreement, by and between Sandoz GmbH and the Registrant, dated December 30, 2020
2021-03-3010-K10.20Amendment No. 1 to Takeda License Agreement, dated September 21, 2020
2020-11-1010-Q10.1Amendment No. 1 to Takeda License Agreement, dated September 21, 2020
2020-08-0610-Q10.4Form of Performance Share Unit Grant Notice and Performance Share Unit Agreement under Phathom Pharmaceuticals, Inc. 2019 Incentive Award Plan
2020-08-0610-Q10.3Form of Stock Option Grant Notice and Stock Option Agreement under the Phathom Pharmaceuticals, Inc. 2019 Incentive Award Plan
2020-08-0610-Q10.1Commercial Supply Agreement, by and between Takeda Pharmaceuticals Company Limited and the Company, dated as of April 30, 2020
2020-07-138-K10.1Employment Letter Agreement, dated June 25, 2020, by and between Todd Branning and the Company
2020-05-1210-Q10.2Amendment to the Loan and Security Agreement, dated March 11, 2020, by and among Silicon Valley Bank, WestRiver Innovation Lending Fund VIII, L.P. and the Registrant
2020-05-1210-Q10.1Phathom Pharmaceuticals 2020 Bonus Plan

Similar stocks

Stock NameCountryMarket CapPE Ratio
Altimmune, Inc. (ALT)United States$0.593B-6.43
Monopar Therapeutics (MNPR)United States$0.598B-34.82
CytomX Therapeutics, Inc. (CTMX)United States$0.598B-10.25
CorMedix Inc. (CRMD)United States$0.605B3.25
Aquestive Therapeutics, Inc. (AQST)United States$0.606B-6.67
Indaptus Therapeutics, Inc. (INDP)United States$0.537B
IMPACT BIOMEDICAL INC. (IBO)United States$0.611B66.47
CRESCENT BIOPHARMA, INC. (CBIO)United States$0.529B-5.20
Evolus, Inc. (EOLS)United States$0.519B-13.32
Neurogene Inc. (NGNE)$0.625B-4.46