PHARMACYCLICS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-14: Reporting owner White Christine Anna; Form 4; Security Option (Right to Buy Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-14: Reporting owner LEVY RICHARD M; Form 4; Security Option (Right to Buy Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-14: Reporting owner KNIGHTON JAMES L; Form 4; Security Option (Right to Buy Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-14: Reporting owner GILBURNE MILES R; Form 4; Security Option (Right to Buy Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-14 | White Christine Anna Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.13 exercise price | 2007-12-17 | |
| 2007-12-14 | LEVY RICHARD M Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.13 exercise price | 2007-12-17 | |
| 2007-12-14 | KNIGHTON JAMES L Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.13 exercise price | 2007-12-17 | |
| 2007-12-14 | GILBURNE MILES R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.13 exercise price | 2007-12-17 | |
| 2007-10-01 | White Christine Anna Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,654 3,654 owned after | $2.36 exercise price | 2007-10-02 | |
| 2007-10-01 | ROHN WILLIAM R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,037 6,037 owned after | $2.36 exercise price | 2007-10-02 | |
| 2007-10-01 | LEVY RICHARD M Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,766 4,766 owned after | $2.36 exercise price | 2007-10-02 | |
| 2007-10-01 | KNIGHTON JAMES L Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,579 8,579 owned after | $2.36 exercise price | 2007-10-02 | |
| 2007-10-01 | GILBURNE MILES R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,308 7,308 owned after | $2.36 exercise price | 2007-10-02 | |
| 2007-10-01 | DUGGAN ROBERT W Director, 10% Owner | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,037 6,037 owned after | $2.36 exercise price | 2007-10-02 | |
| 2007-09-19 holding as of filing | Buggy Joseph J Officer (VP, Research) | 3 | Option (right to buy) Derivative · Direct | Holding | $4.16 exercise price | 2007-09-19 | ||
| 2007-09-19 holding as of filing | Buggy Joseph J Officer (VP, Research) | 3 | Option (right to buy) Derivative · Direct | Holding | $2.76 exercise price | 2007-09-19 | ||
| 2007-09-17 | Buggy Joseph J Officer (VP, Research) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.44 | 2007-09-19 | |
| 2007-09-17 | DUGGAN ROBERT W Director, 10% Owner | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.44 exercise price | 2007-09-19 | |
| 2007-07-02 | GILBURNE MILES R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,533 6,533 owned after | $2.64 exercise price | 2007-07-05 | |
| 2007-07-02 | KNIGHTON JAMES L Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,670 7,670 owned after | $2.64 exercise price | 2007-07-05 | |
| 2007-07-02 | LEVY RICHARD M Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,261 4,261 owned after | $2.64 exercise price | 2007-07-05 | |
| 2007-07-02 | ROHN WILLIAM R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,533 6,533 owned after | $2.64 exercise price | 2007-07-05 | |
| 2007-07-02 | White Christine Anna Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,835 3,835 owned after | $2.64 exercise price | 2007-07-05 | |
| 2007-06-06 holding as of filing | INOUYE MICHAEL K Officer (Sr. VP, Corp & Comm Dev.) | 3 | Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2007-06-06 | ||
| 2007-06-06 | INOUYE MICHAEL K Officer (Sr. VP, Corp & Comm Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $3.08 exercise price | 2007-06-06 | |
| 2007-04-02 | LEVY RICHARD M Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,261 4,261 owned after | $2.64 exercise price | 2007-04-03 | |
| 2007-04-02 | White Christine Anna Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,403 4,403 owned after | $2.64 exercise price | 2007-04-03 | |
| 2007-04-02 | ROHN WILLIAM R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,670 7,670 owned after | $2.64 exercise price | 2007-04-03 | |
| 2007-04-02 | KNIGHTON JAMES L Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,806 8,806 owned after | $2.64 exercise price | 2007-04-03 | |
| 2007-04-02 | GILBURNE MILES R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,670 7,670 owned after | $2.64 exercise price | 2007-04-03 | |
| 2007-03-13 | RENSCHLER MARKUS MD Officer (Sr. VP, Oncology Clinical Dev) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $2.76 exercise price | 2007-03-15 | |
| 2007-03-13 | PHAN SEE CHUN MD Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.76 exercise price | 2007-03-14 | |
| 2007-03-13 | MILLER RICHARD A MD Director, Officer (Pres, CEO & Director) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +210,000 210,000 owned after | $2.76 exercise price | 2007-03-14 | |
| 2007-03-13 | LEA LEIV Officer (VP Fin & Admin & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $2.76 exercise price | 2007-03-14 | |
| 2007-03-13 | Loury David J Officer (VP, Preclinical Sciences) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.76 exercise price | 2007-03-14 | |
| 2007-01-03 | White Christine Anna Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,037 2,037 owned after | $4.97 exercise price | 2007-01-05 | |
| 2007-01-03 | ROHN WILLIAM R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,073 4,073 owned after | $4.97 exercise price | 2007-01-05 | |
| 2007-01-03 | LEVY RICHARD M Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,263 2,263 owned after | $4.97 exercise price | 2007-01-05 | |
| 2007-01-03 | KNIGHTON JAMES L Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,677 4,677 owned after | $4.97 exercise price | 2007-01-05 | |
| 2007-01-03 | ITRI LORETTTA M Director | 4 | Option (Right to Buy Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +603 603 owned after | $4.97 exercise price | 2007-01-05 | |
| 2007-01-03 | GILBURNE MILES R Director | 4 | Option (Right to Buy Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,677 4,677 owned after | $4.97 exercise price | 2007-01-05 |