PHARMACYCLICS INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 53 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-26: Reporting owner Tan Heow; Form 4; Security Common Stock (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-05-26: Reporting owner Tan Heow; Form 4; Security Common Stock (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-05-26: Reporting owner Tan Heow; Form 4; Security Common Stock (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-05-26: Reporting owner Soni Manmeet Singh; Form 4; Security Common Stock (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-26 | Tan Heow Officer (Chief Quality&Tech Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,912 0 owned after | $27.05 exercise price | 2015-05-28 | |
| 2015-05-26 | Tan Heow Officer (Chief Quality&Tech Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $61.60 exercise price | 2015-05-28 | |
| 2015-05-26 | Tan Heow Officer (Chief Quality&Tech Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $102.22 exercise price | 2015-05-28 | |
| 2015-05-26 | Soni Manmeet Singh Officer (Chief Financial Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,152 0 owned after | $61.60 exercise price | 2015-05-28 | |
| 2015-05-26 | Soni Manmeet Singh Officer (Chief Financial Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $70.37 exercise price | 2015-05-28 | |
| 2015-05-26 | Soni Manmeet Singh Officer (Chief Financial Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $106.75 exercise price | 2015-05-28 | |
| 2015-05-26 | Soni Manmeet Singh Officer (Chief Financial Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $138.66 exercise price | 2015-05-28 | |
| 2015-05-26 | Soni Manmeet Singh Officer (Chief Financial Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $102.22 exercise price | 2015-05-28 | |
| 2015-05-26 | Zanganeh Maky Officer (Chief Operating Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.81 exercise price | 2015-05-28 | |
| 2015-05-26 | Zanganeh Maky Officer (Chief Operating Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $14.92 exercise price | 2015-05-28 | |
| 2015-05-26 | Zanganeh Maky Officer (Chief Operating Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $61.60 exercise price | 2015-05-28 | |
| 2015-05-26 | Zanganeh Maky Officer (Chief Operating Officer) | 4 | Common Stock (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $102.00 exercise price | 2015-05-28 | |
| 2014-08-13 | Tan Heow Officer (Chief Quality&Tech Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 78,500 owned after | $27.05 exercise price | 2014-08-13 | |
| 2014-08-07 | McGreivy Jesse Officer (Chief Medical Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 56,250 owned after | $89.52 exercise price | 2014-08-07 | |
| 2013-07-09 | Suchet Christopher Officer (VP Information Technology) | 4 | Stock Optioin (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $89.52 exercise price | 2013-07-10 | |
| 2013-05-31 | Tan Heow Officer (Chief of Technical Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 95,000 owned after | $27.05 exercise price | 2013-05-31 | |
| 2013-04-01 | Clark Kenneth A Director | 4 | Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280 280 owned after | $79.67 exercise price | 2013-04-03 | |
| 2013-04-01 | van den Broek Richard Director | 4 | Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343 343 owned after | $79.67 exercise price | 2013-04-03 | |
| 2013-04-01 | Smith David Duane Director | 4 | Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +298 298 owned after | $79.67 exercise price | 2013-04-03 | |
| 2013-02-14 | Love Richard B Officer (VP and General Counsel) | 4 | Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $80.21 exercise price | 2013-02-14 | |
| 2013-01-24 | Crum Michael Officer (Vice President, U.S. Sales) | 4 | Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,702 63,702 owned after | $69.17 exercise price | 2013-01-25 | |
| 2012-08-13 holding as of filing | Brumm Joshua T Officer (EVP, Finance) | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-08-13 | |
| 2012-07-30 holding as of filing | Shearer Scott T Officer (VP, Global Quality) | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-07-30 | |
| 2012-07-30 holding as of filing | Sjovall Boultbee Paula S Officer (EVP, Sales and Marketing) | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-07-30 | |
| 2012-07-30 holding as of filing | Tan Heow Officer (SVP Global Mfg & Technical Ops) | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-07-30 | |
| 2012-07-30 holding as of filing | Love Richard B Officer (Vice President, Legal) | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-07-30 | |
| 2010-12-13 holding as of filing | Hardiman Roy C. Director | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-12-13 | |
| 2010-12-13 holding as of filing | Fyfe Gwen A. Director | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-12-13 | |
| 2010-12-13 holding as of filing | Booth Robert F. Director | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-12-13 | |
| 2010-10-12 holding as of filing | Hedrick Eric Officer (Vice President) | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-10-12 | |
| 2009-08-05 | Smith David Duane Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −319 0 owned after | $1.28 exercise price | 2009-08-07 | |
| 2009-08-05 | Rice Glenn C Director, Officer (President and COO) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −312,500 0 owned after | $1.28 exercise price | 2009-08-07 | |
| 2009-07-31 | DUGGAN ROBERT W Director, Officer (Chairman and CEO), 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −4,754,870 0 owned after | $1.28 exercise price | 2009-08-04 | |
| 2009-07-31 | DUGGAN ROBERT W Director, Officer (Chairman and CEO), 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −133,352 0 owned after | $1.28 exercise price | 2009-08-04 | |
| 2009-07-31 | Rice Glenn C Director, Officer (President and COO) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −37,444 0 owned after | $1.28 exercise price | 2009-08-04 | |
| 2009-07-31 | Smith David Duane Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −681 0 owned after | $1.28 exercise price | 2009-08-04 | |
| 2008-10-14 holding as of filing | Bamdad Cynthia Director | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-10-14 | |
| 2008-09-30 holding as of filing | Mehta Minesh Director | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-09-30 | |
| 2008-09-30 holding as of filing | Rice Glenn C Director | 3 | No securities owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-09-30 | |
| 2007-08-14 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Direct | Holding | 3,907,956 owned after | no price filed | 2007-08-14 | |
| 2007-01-04 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 446,982 owned after | no price filed | 2007-01-04 | |
| 2007-01-03 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 446,982 owned after | no price filed | 2007-01-03 | |
| 2006-09-21 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-21 | |
| 2006-09-21 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-21 | |
| 2006-09-20 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-20 | |
| 2006-09-12 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-12 | |
| 2006-09-11 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-11 | |
| 2006-09-08 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-08 | |
| 2006-09-07 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Accounts | Holding | 431,982 owned after | no price filed | 2006-09-07 | |
| 2006-09-06 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Account | Holding | 431,982 owned after | no price filed | 2006-09-06 | |
| 2006-09-05 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Account | Holding | 431,982 owned after | no price filed | 2006-09-05 | |
| 2006-07-14 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Indirect · Managed Account | Holding | 431,982 owned after | no price filed | 2006-07-14 | |
| 2006-06-29 holding as of filing | DUGGAN ROBERT W 10% Owner | 4 | Holding Non-derivative · Direct | Holding | 2,259,607 owned after | no price filed | 2006-06-29 |