PFO Global, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-10: Reporting owner Suter Rudolf; Form 3; Security 5.5% Convertible Debenture Due 2018; Transaction Holding.
- 2015-07-10: Reporting owner Schimmel Barry Joseph; Form 3; Security 4.5% Convertible Debenture Due 2018; Transaction Holding.
- 2015-07-10: Reporting owner Posternack Charles; Form 3; Security 9.5% Convertible Debenture Due 2018; Transaction Holding.
- 2015-07-10: Reporting owner Posternack Charles; Form 3; Security 4.5% Convertible Debenture Due 2018; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-10 holding as of filing | Suter Rudolf Officer (President and CEO) | 3 | 5.5% Convertible Debenture Due 2018 Derivative · Direct | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Schimmel Barry Joseph Director | 3 | 4.5% Convertible Debenture Due 2018 Derivative · Direct | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 9.5% Convertible Debenture Due 2018 Derivative · Direct · (m) | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 4.5% Convertible Debenture Due 2018 Derivative · Direct · (m) | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 4.5% Convertible Debenture Due 2018 Derivative · Direct · (m) | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 5.5% Convertible Debenture Due 2018 Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 4.5% Convertible Debenture Due 2018 Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 9.5% Convertible Debenture Due 2018 Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2015-07-10 | ||
| 2015-07-10 holding as of filing | Posternack Charles Director | 3 | 4.5% Convertible Debenture Due 2018 Derivative · Indirect · (m) | Holding | $1.60 exercise price | 2015-07-10 |