PFO Global, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-04-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale Yet to occur; Total offering amount $250,000.
- 2012-04-02: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-03-12; Total offering amount $350,000.
- 2011-05-31: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-05-19; Total offering amount $100,000.
- 2011-05-02: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-04-30; Total offering amount $20,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-04-23 | Rule 506(b) | Equity | Yet to occur | $250,000 | $0 | $250,000 | 0 |
| 2012-04-02 | Rule 506 | Equity | 2012-03-12 | $350,000 | $350,000 | $0 | 2 |
| 2011-05-31 | Rule 506 | Equity | 2011-05-19 | $100,000 | $100,000 | $0 | 2 |
| 2011-05-02 | Rule 506 | Equity | 2011-04-30 | $20,000 | $20,000 | $0 | 2 |
| 2011-02-28 | Rule 506 | Equity | 2011-02-28 | $119,958 | $119,958 | $0 | 5 |
| 2011-02-01 | Rule 506 | Equity | 2011-01-31 | $70,000 | $70,000 | $0 | 3 |
| 2011-01-13 | Rule 506 | Equity | 2011-01-07 | $20,000 | $20,000 | $0 | 1 |
| 2010-12-30 | Rule 506 | Equity | 2010-12-28 | $20,000 | $20,000 | $0 | 2 |
| 2010-11-29 | Rule 506 | Equity | 2010-11-24 | $40,000 | $40,000 | $0 | 2 |
| 2010-11-12 | Rule 506 | Equity | 2010-11-08 | $7,000 | $7,000 | $0 | 1 |
| 2010-11-12 | Rule 506 | Equity | 2010-09-28 | $10,000 | $10,000 | $0 | 2 |
| 2010-11-12 | Rule 506 | Equity | 2010-09-20 | $26,000 | $26,000 | $0 | 2 |
| 2010-11-12 | Rule 506 | Equity | 2010-09-14 | $15,000 | $15,000 | $0 | 2 |
| 2010-11-12 | Rule 506 | Equity | 2010-09-02 | $2,000 | $2,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-08-11 | $22,000 | $22,000 | $0 | 2 |
| 2010-08-20 | Rule 506 | Equity | 2010-07-12 | $7,500 | $7,500 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-06-30 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-06-16 | $15,000 | $15,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-06-15 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-05-18 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-05-05 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-03-19 | $18,800 | $18,800 | $0 | 5 |
| 2010-08-20 | Rule 506 | Equity | 2010-03-04 | $8,000 | $8,000 | $0 | 1 |
| 2010-08-20 | Rule 506 | Equity | 2010-02-23 | $46,300 | $46,300 | $0 | 11 |
| 2010-08-20 | Rule 506 | Equity | 2010-02-04 | $8,500 | $8,500 | $0 | 2 |
| 2010-08-20 | Rule 506 | Equity | 2010-01-28 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2010-01-19 | $8,000 | $8,000 | $0 | 2 |
| 2010-08-19 | Rule 506 | Equity | 2010-01-13 | $15,000 | $15,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-10-21 | $15,000 | $15,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-07-22 | $50,000 | $50,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-07-14 | $15,000 | $15,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-07-09 | $10,000 | $10,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-06-26 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-06-04 | $5,000 | $5,000 | $0 | 1 |
| 2010-08-19 | Rule 506 | Equity | 2009-05-18 | $20,000 | $20,000 | $0 | 1 |
| 2010-08-18 | Rule 506 | Equity | 2009-05-15 | $37,500 | $37,500 | $0 | 10 |