PFO Global, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-07-14: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-06-29; Total offering amount Indefinite.
- 2016-07-14: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-04-14; Total offering amount $1,696,800.
- 2016-04-27: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-04-14; Total offering amount $740,000.
- 2016-03-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-02-29; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-07-14 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2016-06-29 | Indefinite | $313,763 | Indefinite | 1 |
| 2016-07-14 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2016-04-14 | $1,696,800 | $1,696,800 | $0 | 1 |
| 2016-04-27 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2016-04-14 | $740,000 | $740,000 | $0 | 1 |
| 2016-03-15 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-02-29 | Indefinite | $0 | Indefinite | 1 |
| 2015-10-02 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-09-30 | Indefinite | $1,000,000 | Indefinite | 1 |
| 2015-07-01 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-06-30 | $8,000,000 | $4,000,000 | $4,000,000 | 1 |