PERMA FIX ENVIRONMENTAL SERVICES INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-04-03: Federal exemption Rule 506(c); Securities Act Section 4(a)(5); Types of securities offered Equity; Debt; OptionToAcquire; In connection with a loan transaction, effected on April 1, 2019, the issuer issued to the lender 75,000 shares of its common stock and granted lender a warrant to purchase up to 60,000 shares of its common stock at a purchase price of $3.51 per share.; Date of first sale 2019-04-01; Total offering amount $2,500,000.
- 2016-08-04: Federal exemption Rule 506(b); Types of securities offered SecurityToBeAcquired; Date of first sale 2016-08-02; Total offering amount $155,750.
- 2013-08-13: Federal exemption Rule 506; 46; Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-08-02; Total offering amount $3,000,000.
- 2009-05-21: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2009-05-08; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2019-04-03 | Rule 506(c); Securities Act Section 4(a)(5) | Equity; Debt; OptionToAcquire; In connection with a loan transaction, effected on April 1, 2019, the issuer issued to the lender 75,000 shares of its common stock and granted lender a warrant to purchase up to 60,000 shares of its common stock at a purchase price of $3.51 per share. | 2019-04-01 | $2,500,000 | $2,500,000 | $0 | 1 |
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| 2016-08-04 | Rule 506(b) | SecurityToBeAcquired | 2016-08-02 | $155,750 | $155,750 | $0 | 2 |
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| 2013-08-13 | Rule 506; 46 | Equity; OptionToAcquire | 2013-08-02 | $3,000,000 | $3,000,000 | $0 | 2 |
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| 2009-05-21 | Rule 506 | Equity; OptionToAcquire | 2009-05-08 | Indefinite | $476,000 | Indefinite | 2 |
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