Pershing Gold Corp. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-12-28: Form 8-K; Period of report 2017-12-21; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2017-12-26: Form 8-K; Period of report 2017-12-19; Description 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 5.07.
- 2017-12-14: Form 8-K; Period of report 2017-12-11; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2017-11-02: Form 8-K; Period of report 2017-10-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-12-28 | 8-K | 2017-12-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 21, 2017, Pershing Gold Corporation (the “Company”) and Eric Alexander, the Company’s Vice President Finance and Controller and principal financial officer, entered into a Fourth Amended Severance Compensation Agreement dated December 21, 2017 (the “Fourth Amended Agreement”). | tv482226_8k.htm |
| 2017-12-26 | 8-K | 2017-12-19 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 Pershing Gold Corporation (the “Company”) held its 2017 Annual Meeting of Stockholders (the “Meeting”) on December 20, 2017 in Denver, Colorado. 8.01 On December 19, 2017, the Company issued a press release announcing the closing of its previously announced (i) underwritten public offering of 2,794,500 shares of the Company’s common stock at a price to the public of $2.80 which includes warrants to purchase up to 1,117,800 shares of its common stock and full exercise of the underwriters’ over-allotment option, and (ii) private placement of 2,347,236 shares of the Company’s common stock and warrants to purchase 938,891 shares at the same price as the public offering (with the exception of one director, who purchased shares and warrants at a higher price in compliance with Nasdaq rules). | tv482043_8k.htm |
| 2017-12-14 | 8-K | 2017-12-11 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The information provided in Item 1.01 is incorporated herein by reference. | tv481235_8k.htm |
| 2017-11-02 | 8-K | 2017-10-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 30, 2017, Pamela Saxton was appointed to the Board of Directors (the “Board”) of Pershing Gold Corporation (the “Company”). | tv478349_8k.htm |
| 2017-10-12 | 8-K | 2017-10-12 | 8.01 Other Events | 8.01 On October 12, 2017, the board of directors (the “Board”) of Pershing Gold Corporation (the “Company”) revised the date of the Company's 2017 annual meeting of stockholders to December 20, 2017 (the “Annual Meeting”) and established the close of business on October 23, 2017 as the record date for determining stockholders entitled to receive notice of and to vote at the Annual Meeting. | tv476900_8k.htm |
| 2017-08-10 | 8-K | 2017-08-07 | 5.08 Shareholder Director Nominations | 5.08 On August 7, 2017, the board of directors of Pershing Gold Corporation (the “Company”) revised the date of the Company's 2017 annual meeting of stockholders to December 8, 2017 (the “Annual Meeting”) and established the close of business on October 12, 2017 as the record date for determining stockholders entitled to receive notice of and to vote at the Annual Meeting. | v472637_8k.htm |
| 2017-06-15 | 8-K | 2017-06-12 | 5.08 Shareholder Director Nominations | 5.08 On June 12, 2017, the board of directors of Pershing Gold Corporation (the “Company”) scheduled the Company's 2017 annual meeting of stockholders for November 9, 2017 (the “Annual Meeting”) and established the close of business on September 13, 2017 as the record date for determining stockholders entitled to receive notice of and to vote at the Annual Meeting. | v469093_8k.htm |
| 2017-04-14 | 8-K | 2017-04-10 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 10, 2017, Pershing Gold Corporation (the “Company”) was informed that one of its independent directors, Douglass Scott Barr, had passed away on April 9, 2017. | v464313_8k.htm |
| 2017-03-24 | 8-K | 2017-03-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.02 On March 23, 2017, Pershing Gold Corporation (the “Company”) and Stephen Alfers, the Company’s Chief Executive Officer and President, entered into a Restricted Stock Unit Grant Agreement dated March 21, 2017 (the “RSU Agreement”). 5.03 On March 21, 2017, the Board of Directors (the “Board”) of the Company, to comply with certain requirements of the Toronto Stock Exchange, amended and restated the Company’s Amended and Restated Bylaws to prohibit the issuance of shares of common stock of the Company in exchange for promissory notes or future services (the “Second Amended and Restated Bylaws”). | v462545_8k.htm |
| 2017-01-18 | 8-K | 2017-01-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 11, 2017, Pershing Gold Corporation (the “Company”) and Eric Alexander, the Company’s Vice President Finance and Controller and principal financial officer, entered into a Third Amended Severance Compensation Agreement dated January 11, 2017 (the “Third Amended Agreement”). | v457104_8k.htm |