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Pareteum Corp Form 8-K: Current report, 2014

Pareteum Corp Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2014-12-03: Form 8-K; Period of report 2014-12-03; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2014-11-24: Form 8-K; Period of report 2014-11-17; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events; Details 1.01.
  • 2014-11-18: Form 8-K; Period of report 2014-11-18; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
  • 2014-11-10: Form 8-K; Period of report 2014-11-10; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2014-12-038-K2014-12-037.01 Regulation FD Disclosure7.01 Elephant Talk Communications Corp. (the “Company”) will hold upcoming presentations relating to the Company and its recent developments.v395731_8k.htm
2014-11-248-K2014-11-171.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
2.03 As of November 17, 2014, the Term Loan Facility constitutes a direct financial obligation of the Company, the material terms of which are described above under Item 1.01 and are incorporated herein by reference.
3.02 On November 17, 2014, pursuant to the terms of the Credit Agreement, the Company issued a warrant to Corbin Mezzanine Fund I, L.P., a Lender (the “Corbin Warrant”), to purchase 1,157,895 shares of the Company’s common stock, par value $0.00001 (the “Common Stock”), exercisable upon issuance, at a price of $0.95 per share.
8.01 On November 21, 2014, the Company announced that it has received official notification from NYSE Regulation, Inc., dated November 20, 2014, and effective November 24, 2014, that it is now in compliance with the listing requirements of Part 10 of the NYSE MKT LLC Company Guide.
v394701_8k.htm
2014-11-188-K2014-11-182.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On November 18, 2014, Elephant Talk Communications Corp. (the “Company”), issued a press release disclosing certain information regarding its results of operations for the fiscal quarter ended September 30, 2014.
7.01 See “Item 2.02 Results of Operations and Financial Condition” above.
v394527_8k.htm
2014-11-108-K2014-11-102.02 Results of Operations and Financial Condition2.02 On November 10, 2014, Elephant Talk Communications Corp. (the “Company) issued a press release disclosing, among other items, certain preliminary financial information and operating results for its fiscal quarter ended September 30, 2014.v393728_8k.htm
2014-09-188-K2014-09-125.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders5.02 As further described in Item 5.07 of this Current Report on Form 8-K, Elephant Talk Communications Corp. (the “Company”) held its 2014 Annual Meeting of Stockholders (the “Annual Meeting”) on September 12, 2014 (the “Annual Meeting Date”), at which the Company’s stockholders approved an increase in the number of shares of the Company’s common stock authorized for issuance under the Amended and Restated Elephant Talk Communications Corp. 2008 Long-Term Incentive Compensation Plan, as amended (the “2008 Plan”), by 10,000,000 shares.
5.07 As described above, the Company held its Annual Meeting on the Annual Meeting Date.
v389224_8k.htm
2014-09-028-K2014-09-027.01 Regulation FD Disclosure7.01 Elephant Talk Communications Corp. (the “Company”) will hold upcoming presentations relating to the Company and its recent developments.v388221_8k.htm
2014-08-128-K2014-08-122.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On August 12, 2014, Elephant Talk Communications Corp. (the “Company”) issued a press release disclosing certain information regarding its results of operations for the fiscal quarter ended June 30, 2014.
7.01 See “Item 2.02 Results of Operations and Financial Condition” above.
v386145_8k.htm
2014-08-118-K2014-08-065.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On August 6, 2014, Rijkman Groenink notified the Board of Directors (the “Board”) of Elephant Talk Communications Corp. (the “Company”) that he will not stand for re-election to the Board at the Company’s 2014 Annual Meeting of Stockholders on September 12, 2014 (the “Annual Meeting”).v386308_8k.htm
2014-07-188-K2014-07-153.02 Unregistered Sales of Equity Securities3.02 On August 17, 2013, Elephant Talk Communications Corp. (the “Company”) issued a Convertible Note to Bernard Moncarey (“Moncarey”) (an affiliate of the Company), due July 2, 2014 (the “Maturity Date”), pursuant to which the Company borrowed a principal amount of €2,000,000 ($2,652,600) at an interest rate of 10% per annum (“Convertible Note”).v384038_8k.htm
2014-07-028-K2014-07-018.01 Other Events8.01 On July 1, 2014, Elephant Talk Communications Corp. issued a press release announcing that its 2014 annual meeting of stockholders will be held on Friday, September 12, 2014 at the offices of Lowenstein Sandler LLP at 1251 Avenue of the Americas, New York, New York 10020.v382802_8k.htm
2014-05-298-K2014-05-225.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On May 22, 2014, Johan Dejager provided Elephant Talk Communications Corp. (the “Company”) with his notice of resignation pursuant to which Mr. Dejager resigned as a director from the board of directors (the “Board”) of the Company, effective as of May 26, 2014.v379778_8k.htm
2014-05-158-K2014-05-093.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure3.01 On May 9, 2014, Elephant Talk Communications Corp. (the “Company”) received a notice from the NYSE MKT LLC (the “Exchange”) indicating that the Company made a reasonable demonstration of its ability to regain compliance with Section 1003(a)(iv) of the Company Guide of the Exchange (the “Company Guide”).
7.01 The Company issued a press release on May 15, 2014 announcing receipt of the Exchange’s notice on May 9, 2014.
v378616_8k.htm
2014-05-128-K2014-05-122.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On May 12, 2014, Elephant Talk Communications Corp. (the “Company”) issued a press release disclosing certain information regarding its results of operations for the quarter ended March 31, 2014.
7.01 See “Item 2.02 Results of Operations and Financial Condition” above.
v378027_8k.htm
2014-05-098-K2014-05-092.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On May 9, 2014, Elephant Talk Communications Corp. (the “Company”) will present at the Sidoti Semi-Annual Conference.
7.01 The information set forth under Item 2.02 is also furnished pursuant to this Item 7.01.
v377888_8k.htm
2014-04-018-K2014-03-264.01 Changes in Registrant's Certifying Accountant4.01 On March 26, 2014, BDO USA, LLP (“BDO”) informed Elephant Talk Communications Corp. (the “Company”) that it declined to stand for re-appointment as the Company’s independent registered public accounting firm in connection with the Company’s audit for the fiscal year ending December 31, 2014.v373287_8k.htm
2014-03-268-K2014-03-252.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers2.02 On March 26, 2014, Elephant Talk Communications Corp. (the “Company”) issued a press release disclosing certain information regarding its results of operations for the year ended December 31, 2013.
5.02 On March 25, 2014, the Board of Directors (the “Board”) of the Company appointed Geoffrey Leland and Carl Stevens as independent members of the Board, effective as of April 1, 2014.
v372436_8k.htm
2014-03-188-K2014-03-187.01 Regulation FD Disclosure; 8.01 Other Events7.01 On March 18, 2014, Elephant Talk Communications Corp. (the “Company”) issued a press release.
8.01 On March 17, 2014, a warrant holder affiliated with the Company exercised certain of its warrants to purchase an aggregate of 5,332,383 shares of the Company’s common stock at an exercise price of $0.70 per share, for gross proceeds to the Company of approximately $3.7 million.
v372009_8k.htm
2014-02-128-K2014-02-063.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure3.01 On February 6, 2014, Elephant Talk Communications Corp. (the “Company”) received a notice from the NYSE MKT LLC (the “Exchange”) indicating that the Company made a reasonable demonstration of its ability to regain compliance with Section 1003(a)(iv) of the Company Guide of the Exchange (the “Company Guide”).
7.01 The Company issued a press release on February 12, 2014 announcing receipt of the Exchange’s notice on February 6, 2014.
v368008_8k.htm
2014-01-138-K2014-01-107.01 Regulation FD Disclosure; 8.01 Other Events7.01 Elephant Talk Communications Corp. (the “Company”) will hold upcoming presentations relating to the Company and its recent developments.
8.01 On December 13, 2013, the Company announced that it had signed a 5-year extension (the “Extension”) with Vodafone Enabler Espana, S.L. (“Vodafone”), and that under the Extension the Company would receive continuous prepayments in the aggregate amount of approximately $10 million (the “Prepayment”) for the duration of the contract.
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