Pareteum Corp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-12-29: Form 8-K; Period of report 2022-10-07; Description 1.03 Bankruptcy or Receivership; 3.03 Material Modification to Rights of Security Holders; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 1.03.
- 2022-08-01: Form 8-K; Period of report 2022-07-11; Description 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 2.01.
- 2022-06-27: Form 8-K; Period of report 2022-06-21; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
- 2022-05-19: Form 8-K; Period of report 2022-05-15; Description 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-12-29 | 8-K | 2022-10-07 | 1.03 Bankruptcy or Receivership; 3.03 Material Modification to Rights of Security Holders; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.03 As previously disclosed, on May 15, 2022, Pareteum Corporation (the “Company”) and certain of its direct and indirect subsidiaries (collectively, the “Debtors”) filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Bankruptcy Code, as amended (the “Bankruptcy Code”), in the United States Bankruptcy Court for the Southern District of New York in New York, New York (the “Bankruptcy Court”). 3.03 The disclosure under Item 1.03 of this Current Report on Form 8-K is incorporated herein by reference. 5.02 Pursuant to the Confirmation Order, on the Effective Date, the persons acting as officers, directors and employees of the Debtors were deemed to have resigned under the applicable provisions of the Plan of Liquidation and bankruptcy and non-bankruptcy law. | d420959d8k.htm |
| 2022-08-01 | 8-K | 2022-07-11 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 As previously reported, on May 19, 2022, the Debtors entered into a “stalking horse” Asset Purchase Agreement (the “Asset Purchase Agreement”) with Circles MVNE Pte. 5.02 As a result of the sale closing, on July 11, 2022, Bart Weijermars resigned from his position as Interim Chief Executive Officer of the Company and from all other positions he holds with the Company, effective upon the closing of the Asset Sale. 8.01 In connection with the disposition of substantially all of its assets pursuant to the Asset Sale, the Company no longer intends to make filings with the Securities and Exchange Commission. | d362279d8k.htm |
| 2022-06-27 | 8-K | 2022-06-21 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth or incorporated in Item 1.03 is also incorporated by reference in this Item 2.03. | d349465d8k.htm |
| 2022-05-19 | 8-K | 2022-05-15 | 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 1.03 On May 15, 2022, Pareteum Corporation (the “Company”) and certain of its direct and indirect subsidiaries (collectively, the “Debtors”) filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Bankruptcy Code, as amended (the “Bankruptcy Code”), in the United States Bankruptcy Court for the Southern District of New York in New York, New York (the “Bankruptcy Court”). 2.03 The information set forth or incorporated in Item 1.03 is also incorporated by reference in this Item 2.03. 2.04 The Chapter 11 Filing described in Item 1.03 of this Current Report on Form 8-K constituted an event of default under the that certain Securities Purchase Agreement, dated as of April 25, 2022, by and among the Company and Circles (the “Bridge Notes SPA”). 8.01 On May 15, 2022, the Company issued a press release announcing the Chapter 11 Filing, a copy of which is attached as Exhibit 99.1 hereto and is incorporated by reference herein. | d253103d8k.htm |
| 2022-04-29 | 8-K | 2022-04-25 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 hereof is incorporated by reference into this Item 2.03. | tm2213915d1_8k.htm |