PACIFIC FINANCIAL CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-22: Reporting owner PORTMANN DENISE; Form 4; Security Warrant to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-07-14: Reporting owner KETEL EDWARD; Form 4; Security Warrant to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-27: Reporting owner RUST RANDY; Form 4; Security Warrant to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-06-26: Reporting owner SCHERMER DOUGLAS M; Form 4; Security Warrant to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-22 | PORTMANN DENISE Director, Officer (President CEO) | 4 | Warrant to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $6.50 | 2014-07-22 | |
| 2014-07-14 | KETEL EDWARD Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $6.50 | 2014-07-14 | |
| 2014-06-27 | RUST RANDY Director | 4 | Warrant to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,778 8,334 owned after | $6.50 | 2014-07-01 | |
| 2014-06-26 | SCHERMER DOUGLAS M Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $6.50 | 2014-06-26 | |
| 2014-06-24 | LONG DENNIS A Director, Officer (President) | 4 | Warrant to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $6.50 | 2014-06-25 | |
| 2013-11-27 | FREESE SUSAN C Director | 4/A | Warrant to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $6.50 | 2013-12-04 | |
| 2013-11-27 | FREESE SUSAN C Director | 4 | WARRANT TO PURCHASE COMMON STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,333 3,333 owned after | $6.50 | 2013-11-29 | |
| 2009-08-14 | FORCUM GARY C Director | 4 | Warrants to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,350 13,725 owned after | $0.27 | 2009-08-18 | |
| 2009-07-23 | VAN DIJK JOHN Officer (Secretary) | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,750 2,750 owned after | $0.27 | 2009-07-24 | |
| 2009-07-23 | PORTMANN DENISE Officer (CFO) | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,400 1,400 owned after | $0.27 | 2009-07-24 | |
| 2009-07-23 | MACNAUGHTON BRUCE D Officer (CCO) | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,556 5,556 owned after | $0.27 | 2009-07-24 | |
| 2009-07-23 | KETEL EDWARD Director | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.27 | 2009-07-24 | |
| 2009-07-23 | FREESE SUSAN C Director | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,333 3,333 owned after | $0.27 | 2009-07-24 | |
| 2009-07-23 | FERLIN JOHN R Director | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,889 13,889 owned after | $0.27 | 2009-07-24 | |
| 2009-07-23 | ARCHER G DENNIS Director | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,334 8,334 owned after | $0.27 | 2009-07-24 | |
| 2009-06-30 | SCHERMER DOUGLAS M Director | 4/A | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.27 | 2009-07-16 | |
| 2009-06-30 | ROGNLIN RANDY W Director | 4/A | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,556 55,556 owned after | $0.27 | 2009-07-16 | |
| 2009-06-30 | RUST RANDY Director | 4/A | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,112 11,112 owned after | $0.27 | 2009-07-16 | |
| 2009-06-30 | FORCUM GARY C Director | 4 | Warrant to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,375 4,375 owned after | $0.27 | 2009-07-13 | |
| 2009-06-30 | LONG DENNIS A Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 4,167 owned after | $0.27 | 2009-07-02 | |
| 2009-06-30 | SCHERMER DOUGLAS M Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.27 | 2009-07-02 | |
| 2009-06-30 | RUST RANDY Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,112 11,112 owned after | $0.27 | 2009-07-02 | |
| 2009-06-30 | ROGNLIN RANDY W Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,556 55,556 owned after | $0.27 | 2009-07-02 |