PACIFIC FINANCIAL CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-09-17: Federal exemption 04.1; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2017-07-24; Total offering amount $5,000,000.
- 2018-07-18: Federal exemption 04.1; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2017-07-24; Total offering amount $3,344,305.
- 2017-07-21: Federal exemption 04.1; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale Yet to occur; Total offering amount $3,134,095.
- 2009-09-03: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2009-06-23; Total offering amount $12,591,619.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-09-17 D/A | 04.1 | Equity; SecurityToBeAcquired | 2017-07-24 | $5,000,000 | $1,615,113 | $3,384,887 | 89 |
| 2018-07-18 D/A | 04.1 | Equity; SecurityToBeAcquired | 2017-07-24 | $3,344,305 | $1,614,342 | $1,729,963 | 64 |
| 2017-07-21 | 04.1 | Equity; SecurityToBeAcquired | Yet to occur | $3,134,095 | $0 | $3,134,095 | 0 |
| 2009-09-03 D/A | Rule 506 | Equity; OptionToAcquire | 2009-06-23 | $12,591,619 | $12,591,619 | $0 | 90 |
| 2009-07-08 | Rule 506 | Equity; OptionToAcquire | 2009-06-23 | $12,000,000 | $5,006,312 | $6,993,688 | 19 |