OURPETS CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 90 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-27: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2017-12-27: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2017-12-27: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2017-06-19: Reporting owner Spirk John W; Form 4; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2017-12-27 | |
| 2017-12-27 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2017-12-27 | |
| 2017-12-27 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2017-12-27 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.75 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.79 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.44 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.61 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.27 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.45 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $1.09 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.70 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.95 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Options Derivative · Indirect · By Spouse | Holding | 0 owned after | $0.29 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct · (m) | Holding | 150,000 owned after | $0.38 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2017-06-19 | |
| 2017-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2017-06-19 | |
| 2017-06-14 holding as of filing | TSENGAS EVANGELIA S 10% Owner | 4 | Options Derivative · Indirect · By Spouse | Holding | 0 owned after | $0.29 exercise price | 2017-06-14 | |
| 2017-06-14 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct · (m) | Holding | 150,000 owned after | $0.38 exercise price | 2017-06-14 | |
| 2017-06-14 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2017-06-14 | |
| 2017-06-14 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2017-06-14 | |
| 2017-06-14 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2017-06-14 | |
| 2017-06-14 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2017-06-14 | |
| 2017-06-07 holding as of filing | MacMillan Charles C Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | MacMillan Charles C Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $1.09 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | MacMillan Charles C Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.70 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | MacMillan Charles C Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.95 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.75 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.79 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.45 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.27 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $1.09 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.70 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.95 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $0.44 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $1.09 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $0.79 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.70 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.95 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.75 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.79 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.44 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.61 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.27 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.45 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $1.09 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.70 exercise price | 2017-06-07 | |
| 2017-06-07 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.95 exercise price | 2017-06-07 | |
| 2017-06-05 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.59 exercise price | 2018-06-08 | |
| 2017-06-05 | Spirk John W Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.59 exercise price | 2017-06-19 | |
| 2017-06-05 | MacMillan Charles C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.59 exercise price | 2017-06-07 | |
| 2017-06-05 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.59 exercise price | 2017-06-07 | |
| 2017-06-05 | Lechtner William Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.59 exercise price | 2017-06-07 | |
| 2017-06-05 | Spirk John W Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.59 exercise price | 2017-06-07 | |
| 2017-05-24 holding as of filing | HOMYOCK KATHLEEN Officer (VP Sales) | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $0.95 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | HOMYOCK KATHLEEN Officer (VP Sales) | 4 | Stock Options Derivative · Direct | Holding | 11,667 owned after | $0.57 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | HOMYOCK KATHLEEN Officer (VP Sales) | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $0.75 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | HOMYOCK KATHLEEN Officer (VP Sales) | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $0.95 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | HOMYOCK KATHLEEN Officer (VP Sales) | 4 | Stock Options Derivative · Direct | Holding | 15,000 owned after | $0.75 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.75 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.79 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.44 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.61 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.27 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.45 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $1.09 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.70 exercise price | 2017-05-24 | |
| 2017-05-24 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.95 exercise price | 2017-05-24 | |
| 2017-05-17 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.44 | 2017-06-07 | |
| 2017-05-17 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.44 | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.75 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.79 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.45 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.27 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $1.09 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.70 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.95 exercise price | 2017-05-17 | |
| 2017-05-17 | Lechtner William Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.44 | 2017-05-17 | |
| 2017-05-17 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $1.09 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 0 owned after | $0.79 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.70 exercise price | 2017-05-17 | |
| 2017-05-17 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.95 exercise price | 2017-05-17 | |
| 2017-05-11 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2017-05-11 | |
| 2017-05-11 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2017-05-11 | |
| 2017-05-11 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2017-05-11 |