OURPETS CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-29: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2014-12-29: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2014-12-29: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2014-10-02: Reporting owner HOMYOCK KATHLEEN; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-29 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2014-12-29 | |
| 2014-12-29 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2014-12-29 | |
| 2014-12-29 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.29 exercise price | 2014-12-29 | |
| 2014-10-02 holding as of filing | HOMYOCK KATHLEEN Officer (VP Strategic Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.57 exercise price | 2014-10-02 | ||
| 2014-09-24 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2014-09-24 | |
| 2014-09-24 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2014-09-24 | |
| 2014-09-22 | TSENGAS EVANGELIA S 10% Owner | 4 | Options Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $0.29 | 2014-09-24 | |
| 2014-09-22 | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $0.29 | 2014-09-24 | |
| 2014-08-27 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 200,000 owned after | $0.29 exercise price | 2014-08-27 | |
| 2014-08-27 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2014-08-27 | |
| 2014-08-27 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.35 exercise price | 2014-08-27 | |
| 2014-08-27 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct · (m) | Holding | 150,000 owned after | $0.38 exercise price | 2014-08-27 | |
| 2014-08-25 | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.29 exercise price | 2016-09-08 | |
| 2014-08-25 | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.29 exercise price | 2014-08-27 | |
| 2014-08-22 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 150,000 owned after | $0.38 exercise price | 2014-08-22 | |
| 2014-08-22 holding as of filing | TSENGAS KONSTANTINE S Officer (VP-Operations and Secretary), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 150,000 owned after | $0.29 exercise price | 2014-08-22 | |
| 2014-06-11 holding as of filing | DESANTIS GABRIELLA Officer (Vice President - Marketing) | 3 | Stock Option Derivative · Direct | Holding | $0.55 exercise price | 2014-06-11 | ||
| 2014-06-04 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.75 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.61 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.27 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.45 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.75 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.45 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.27 exercise price | 2014-06-04 | |
| 2014-06-02 | Lechtner William Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.09 exercise price | 2014-06-04 | |
| 2014-06-02 | Spirk John W Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.09 exercise price | 2014-06-04 | |
| 2014-06-02 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.09 exercise price | 2014-06-04 | |
| 2014-05-15 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.75 exercise price | 2014-05-15 | |
| 2014-05-15 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.79 exercise price | 2014-05-15 | |
| 2014-05-15 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.44 exercise price | 2014-05-15 | |
| 2014-05-15 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2014-05-15 | |
| 2014-05-15 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.45 exercise price | 2014-05-15 | |
| 2014-05-14 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.27 exercise price | 2014-05-15 | |
| 2014-04-15 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 200,000 owned after | $0.29 exercise price | 2014-04-15 | |
| 2014-04-15 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2014-04-15 | |
| 2014-04-11 | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 0 owned after | $0.35 exercise price | 2014-04-15 | |
| 2014-04-10 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.75 exercise price | 2014-04-10 | |
| 2014-04-10 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.79 exercise price | 2014-04-10 | |
| 2014-04-10 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.44 exercise price | 2014-04-10 | |
| 2014-04-10 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.61 exercise price | 2014-04-10 | |
| 2014-03-31 | Spirk John W Director | 4 | Option Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.27 exercise price | 2014-04-10 | |
| 2014-01-07 holding as of filing | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | Holding | 0 owned after | $0.79 exercise price | 2014-01-07 | |
| 2014-01-07 holding as of filing | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $0.44 exercise price | 2014-01-07 | |
| 2014-01-07 holding as of filing | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $0.60 exercise price | 2014-01-07 | |
| 2014-01-06 | OURPETS CO Officer (VP Sales and Bus,. Dev.) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 50,000 owned after | $0.75 exercise price | 2015-03-30 | |
| 2014-01-03 | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.22 exercise price | 2014-01-07 |