OURPETS CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2013-12-23: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
- 2013-10-30: Reporting owner TSENGAS STEVEN; Form 4; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 200,000 owned after | $0.29 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 300,000 owned after | $0.35 exercise price | 2013-12-23 | |
| 2013-12-23 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2013-12-23 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 200,000 owned after | $0.29 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 300,000 owned after | $0.35 exercise price | 2013-10-30 | |
| 2013-10-30 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.50 exercise price | 2013-10-30 | |
| 2013-10-28 holding as of filing | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | Holding | 100,000 owned after | $0.22 exercise price | 2013-10-28 | |
| 2013-10-28 holding as of filing | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | Holding | 25,000 owned after | $0.79 exercise price | 2013-10-28 | |
| 2013-10-28 holding as of filing | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | Holding | 50,000 owned after | $0.44 exercise price | 2013-10-28 | |
| 2013-10-25 | Mendes Scott R Officer (CFO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.60 exercise price | 2013-10-28 | |
| 2013-09-02 | VIANCOURT TIMOTHY Officer (Vice President-Sales) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.56 exercise price | 2013-09-04 | |
| 2013-08-12 | HOMYOCK KATHLEEN Officer (VP Sales) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 11,667 owned after | $0.57 exercise price | 2017-05-24 | |
| 2013-06-21 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.27 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.75 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.79 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.44 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.61 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 0 owned after | $0.27 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.75 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.79 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.44 exercise price | 2013-06-21 | |
| 2013-06-21 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.61 exercise price | 2013-06-21 | |
| 2013-06-19 | Spirk John W Director | 4 | Option Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.45 exercise price | 2014-04-10 | |
| 2013-06-19 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,000 0 owned after | $0.45 exercise price | 2013-06-21 | |
| 2013-06-19 | Spirk John W Director | 4 | Option Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $0.45 exercise price | 2013-06-21 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 200,000 owned after | $0.29 exercise price | 2013-06-19 | |
| 2013-06-19 holding as of filing | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | Holding | 300,000 owned after | $0.35 exercise price | 2013-06-19 | |
| 2013-06-18 | TSENGAS STEVEN Director, Officer (CEO), 10% Owner | 4 | Option Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 0 owned after | $0.50 exercise price | 2013-06-19 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.45 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.27 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.75 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.79 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | Holding | 7,000 owned after | $0.44 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.45 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.27 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.75 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.79 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Spirk John W Director | 4 | Option Derivative · Direct · (m) | Holding | 7,000 owned after | $0.44 exercise price | 2013-06-12 | |
| 2013-06-12 holding as of filing | Lechtner William Director | 4 | Stock Option Derivative · Direct | Holding | 7,000 owned after | $0.44 exercise price | 2013-06-12 | |
| 2013-06-10 | AVENI JOSEPH T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $0.61 exercise price | 2013-06-12 | |
| 2013-06-10 | Spirk John W Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $0.61 exercise price | 2013-06-12 | |
| 2013-06-10 | Lechtner William Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $0.61 exercise price | 2013-06-12 | |
| 2013-06-06 holding as of filing | VIANCOURT TIMOTHY Officer (Vice President of Global Sales) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.66 exercise price | 2013-06-06 |