Optionable Inc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-08: Reporting owner Cassidy Kevin; Form 4; Security Warrants (Right to buy); Transaction Holding.
- 2007-04-19: Reporting owner NYMEX HOLDINGS INC; Form 3; Security Warrant; Transaction Holding.
- 2007-04-12: Reporting owner Cassidy Kevin; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-04-12: Reporting owner Cassidy Kevin; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-08 holding as of filing | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | Holding | 200,000 owned after | $0.95 exercise price | 2007-05-08 | |
| 2007-04-19 holding as of filing | NYMEX HOLDINGS INC Director, 10% Owner | 3 | Warrant Derivative · Direct | Holding | $4.30 exercise price | 2007-04-19 | ||
| 2007-04-12 | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Pierpont Capital, Inc. | X Exercise of in-the-money or at-the-money derivative security | −50,000 0 owned after | $0.20 exercise price | 2007-04-13 | |
| 2007-04-12 | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Pierpont Capital, Inc. | X Exercise of in-the-money or at-the-money derivative security | −100,000 200,000 owned after | $0.95 exercise price | 2007-04-13 | |
| 2007-01-24 | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Indirect · By Pierpont Capital Corp., Inc. | X Exercise of in-the-money or at-the-money derivative security | −400,000 50,000 owned after | $0.20 | 2007-01-26 | |
| 2006-07-01 | Cassidy Kevin Director | 4 | Warrant Derivative · Indirect · By Pierpont Capital Corp. | J Other acquisition or disposition (describe transaction) | +300,000 300,000 owned after | $0.95 | 2006-07-07 | |
| 2006-03-14 holding as of filing | Cassidy Kevin Director, Officer (Chief Executive Officer) | 3 | Warrants Derivative · Indirect · By Pierpont Capital Corp. | Holding | $0.20 exercise price | 2006-03-14 | ||
| 2006-03-14 holding as of filing | Cassidy Kevin Director, Officer (Chief Executive Officer) | 3 | Warrants Derivative · Indirect · By Pierpont Capital Corp. | Holding | $0.20 exercise price | 2006-03-14 | ||
| 2006-03-14 holding as of filing | Cassidy Kevin Director, Officer (Chief Executive Officer) | 3 | Warrants Derivative · Indirect · By Pierpont Capital Corp. | Holding | $0.20 exercise price | 2006-03-14 |