Optionable Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-03: Reporting owner SAMAAN ANDREW WATSON; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-02: Reporting owner Katzeff Matthew L.; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-02: Reporting owner O'Sullivan Brad P.; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-02: Reporting owner OConnor Edward J; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-03 | SAMAAN ANDREW WATSON Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.02 exercise price | 2012-05-08 | |
| 2012-05-02 | Katzeff Matthew L. Director, Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.02 exercise price | 2012-05-08 | |
| 2012-05-02 | O'Sullivan Brad P. Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.02 exercise price | 2012-05-08 | |
| 2012-05-02 | OConnor Edward J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.02 exercise price | 2012-05-08 | |
| 2011-08-03 | SAMAAN ANDREW WATSON Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.04 exercise price | 2011-08-04 | |
| 2011-03-01 | OConnor Edward J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 20,000 owned after | $0.02 exercise price | 2011-03-03 | |
| 2011-03-01 | SAMAAN ANDREW WATSON Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 270,000 owned after | $0.02 exercise price | 2011-03-02 | |
| 2011-03-01 | Katzeff Matthew L. Director, Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 132,500 owned after | $0.02 exercise price | 2011-03-02 | |
| 2011-03-01 | O'Sullivan Brad P. Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 145,000 owned after | $0.02 exercise price | 2011-03-02 | |
| 2010-10-14 | Katzeff Matthew L. Director, Officer (Chief Financial Officer) | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 132,500 owned after | $0.02 exercise price | 2011-03-02 | |
| 2010-10-14 | Katzeff Matthew L. Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 45,000 owned after | $0.02 exercise price | 2010-10-18 | |
| 2010-06-29 | O'Sullivan Brad P. Director, Officer (Chief Executive Officer) | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 145,000 owned after | $0.02 exercise price | 2011-03-02 | |
| 2010-06-29 | O'Sullivan Brad P. Director, Officer (Interim CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 50,000 owned after | $0.02 exercise price | 2010-07-13 | |
| 2009-02-06 | SAMAAN ANDREW WATSON Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 270,000 owned after | $0.03 exercise price | 2011-03-02 | |
| 2009-02-06 | SAMAAN ANDREW WATSON Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.03 exercise price | 2009-02-09 | |
| 2009-01-28 | Burchill Thomas Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 500,000 owned after | $0.02 exercise price | 2009-01-30 | |
| 2007-11-26 | Rauchwerger Dov Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.09 exercise price | 2007-11-28 | |
| 2007-11-26 | Burchill Thomas Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.09 exercise price | 2007-11-28 | |
| 2007-05-08 holding as of filing | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Options (Right to buy) Derivative · Direct · (m) | Holding | 10,000 owned after | $7.17 exercise price | 2007-05-08 | |
| 2007-05-07 | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $4.63 exercise price | 2007-05-08 | |
| 2007-04-19 holding as of filing | NYMEX HOLDINGS INC Director, 10% Owner | 3 | Common Stock of Optionable, Inc. Non-derivative · Direct | Holding | 10,758,886 owned after | no price filed | 2007-04-19 | |
| 2007-04-04 | Helmig Albert Director | 4 | Non-Statutory Stock Options (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 200,000 owned after | $0.20 exercise price | 2007-04-06 | |
| 2007-02-09 | Cassidy Kevin Director, Officer (Chief Executive Officer) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.17 exercise price | 2007-02-13 | |
| 2006-12-08 holding as of filing | Helmig Albert Director | 3/A | Non-Statutory Stock Options Derivative · Direct | Holding | $0.20 exercise price | 2006-12-08 | ||
| 2006-03-14 holding as of filing | Zucker Yechiel Abraham Director, Officer (Exec. V. P. and Secretary) | 3 | Options Derivative · Direct | Holding | $0.20 exercise price | 2006-03-14 | ||
| 2006-03-14 holding as of filing | Zucker Yechiel Abraham Director, Officer (Exec. V. P. and Secretary) | 3 | Options Derivative · Direct | Holding | $0.20 exercise price | 2006-03-14 | ||
| 2006-03-14 holding as of filing | Helmig Albert Director | 3 | Non-Statutory Stock Options Derivative · Direct | Holding | $0.20 exercise price | 2006-03-14 | ||
| 2006-03-14 holding as of filing | Helmig Albert Director | 3 | Non-Statutory Stock Options Derivative · Direct | Holding | $0.20 exercise price | 2006-03-14 | ||
| 2004-12-03 | Zucker Yechiel Abraham Officer (Executive V.P. and Secretary) | 4/A | options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,333 58,333 owned after | $0.20 | 2006-08-18 | |
| 2004-12-03 | Zucker Yechiel Abraham Officer (Executive V.P. and Secretary) | 4/A | options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,333 116,666 owned after | $0.20 | 2006-08-18 | |
| 2004-12-03 | Zucker Yechiel Abraham Officer (Executive V.P. and Secretary) | 4/A | options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,334 175,000 owned after | $0.20 | 2006-08-18 |