OPOWER, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-06-14: Reporting owner Kramer Thomas G.; Form 4; Security Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2016-06-14: Reporting owner Kirsch Jeremy; Form 4; Security Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2016-06-14: Reporting owner Kirsch Jeremy; Form 4; Security Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2016-06-14: Reporting owner Kirsch Jeremy; Form 4; Security Stock Option (Right to Buy); Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-06-14 | Kramer Thomas G. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | +47,849 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Kirsch Jeremy Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −422,000 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Kirsch Jeremy Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −39,166 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Kirsch Jeremy Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −49,454 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Kirsch Jeremy Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −30,754 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | RIECHERS GENE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −30,000 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | RIECHERS GENE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −28,000 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Laskey Alexander Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −55,400 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Laskey Alexander Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −534,664 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Yates Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −55,400 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-06-14 | Yates Daniel Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −787,918 0 owned after | $10.30 exercise price | 2016-06-14 | |
| 2016-03-15 | Kirsch Jeremy Officer (EVP and GM, Worldwide Sales) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,985 422,000 owned after | $0.05 exercise price | 2016-03-16 | |
| 2016-03-14 | Kirsch Jeremy Officer (EVP and GM, Worldwide Sales) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,816 431,985 owned after | $0.05 exercise price | 2016-03-16 | |
| 2016-03-11 | Kirsch Jeremy Officer (EVP and GM, Worldwide Sales) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,500 463,801 owned after | $0.05 exercise price | 2016-03-14 | |
| 2016-03-10 | Kirsch Jeremy Officer (EVP and GM, Worldwide Sales) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,699 499,301 owned after | $0.05 exercise price | 2016-03-14 | |
| 2016-01-22 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 547,000 owned after | $0.05 exercise price | 2016-01-26 | |
| 2015-12-18 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 647,000 owned after | $0.05 exercise price | 2015-12-21 | |
| 2015-05-18 holding as of filing | Kinnier Alex Officer (SVP, Products and Engineering) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.09 exercise price | 2015-05-18 | ||
| 2015-03-02 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 470,000 owned after | $2.09 exercise price | 2015-03-04 | |
| 2015-03-02 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 672,000 owned after | $0.05 exercise price | 2015-03-04 | |
| 2015-02-04 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,254 475,000 owned after | $2.09 exercise price | 2015-02-05 | |
| 2015-02-04 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,445 684,500 owned after | $0.05 exercise price | 2015-02-05 | |
| 2015-02-03 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,746 477,254 owned after | $2.09 exercise price | 2015-02-05 | |
| 2015-02-03 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,055 690,945 owned after | $0.05 exercise price | 2015-02-05 | |
| 2015-01-05 | Kirsch Jeremy Officer (EVP and GM, Worldwide Sales) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,834 697,000 owned after | $0.05 exercise price | 2016-02-22 | |
| 2015-01-05 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,834 697,000 owned after | $0.05 exercise price | 2015-01-06 | |
| 2015-01-02 | Kirsch Jeremy Officer (EVP and GM, Worldwide Sales) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,666 701,834 owned after | $0.05 exercise price | 2016-02-22 | |
| 2015-01-02 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,666 701,834 owned after | $0.05 exercise price | 2015-01-06 | |
| 2015-01-02 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 480,000 owned after | $2.09 exercise price | 2015-01-06 | |
| 2014-12-02 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 709,500 owned after | $0.05 exercise price | 2014-12-03 | |
| 2014-12-01 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 485,000 owned after | $2.09 exercise price | 2014-12-03 | |
| 2014-12-01 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 716,200 owned after | $0.05 exercise price | 2014-12-03 | |
| 2014-11-04 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,367 722,000 owned after | $0.05 exercise price | 2014-11-05 | |
| 2014-11-03 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,133 724,367 owned after | $0.05 exercise price | 2014-11-05 | |
| 2014-11-03 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 490,000 owned after | $2.09 exercise price | 2014-11-05 | |
| 2014-10-01 | McPhee Rick Officer (SVP, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 495,000 owned after | $2.09 exercise price | 2014-10-02 | |
| 2014-10-01 | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 734,500 owned after | $0.05 exercise price | 2014-10-02 | |
| 2014-04-03 holding as of filing | RIECHERS GENE Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.09 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | RIECHERS GENE Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.09 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | McPhee Rick Officer (SVP, Engineering) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.09 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.05 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.59 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Kirsch Jeremy Officer (SVP, Worldwide Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.19 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Kramer Thomas G. Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.09 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Laskey Alexander Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.22 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Laskey Alexander Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.56 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Yates Daniel Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.22 exercise price | 2014-04-03 | ||
| 2014-04-03 holding as of filing | Yates Daniel Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.56 exercise price | 2014-04-03 |