OPOWER, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-09: Reporting owner BASKETT FOREST | BARRIS PETER J | NEA 12 GP, LLC | KOLLURI KRISHNA KITTU | NEA Partners 12, Limited Partnership | KERINS PATRICK J | BARRETT M JAMES | SANDELL SCOTT D | DRANT RYAN D | New Enterprise Associates 12, Limited Partnership; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2014-04-09: Reporting owner BASKETT FOREST | BARRIS PETER J | NEA 12 GP, LLC | KOLLURI KRISHNA KITTU | NEA Partners 12, Limited Partnership | KERINS PATRICK J | BARRETT M JAMES | SANDELL SCOTT D | DRANT RYAN D | New Enterprise Associates 12, Limited Partnership; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2014-04-03: Reporting owner NEA 12 GP, LLC | NEA Partners 12, Limited Partnership | KERINS PATRICK J | SANDELL SCOTT D | New Enterprise Associates 12, Limited Partnership | BARRIS PETER J | DRANT RYAN D | BASKETT FOREST | BARRETT M JAMES | KOLLURI KRISHNA KITTU; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2014-04-03: Reporting owner NEA 12 GP, LLC | NEA Partners 12, Limited Partnership | KERINS PATRICK J | SANDELL SCOTT D | New Enterprise Associates 12, Limited Partnership | BARRIS PETER J | DRANT RYAN D | BASKETT FOREST | BARRETT M JAMES | KOLLURI KRISHNA KITTU; Form 3; Security Series C Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-09 | BASKETT FOREST | BARRIS PETER J | NEA 12 GP, LLC | KOLLURI KRISHNA KITTU | NEA Partners 12, Limited Partnership | KERINS PATRICK J | BARRETT M JAMES | SANDELL SCOTT D | DRANT RYAN D | New Enterprise Associates 12, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −7,866,170 0 owned after | $0.00 | 2014-04-09 | |
| 2014-04-09 | BASKETT FOREST | BARRIS PETER J | NEA 12 GP, LLC | KOLLURI KRISHNA KITTU | NEA Partners 12, Limited Partnership | KERINS PATRICK J | BARRETT M JAMES | SANDELL SCOTT D | DRANT RYAN D | New Enterprise Associates 12, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,123,596 0 owned after | $0.00 | 2014-04-09 | |
| 2014-04-03 holding as of filing | NEA 12 GP, LLC | NEA Partners 12, Limited Partnership | KERINS PATRICK J | SANDELL SCOTT D | New Enterprise Associates 12, Limited Partnership | BARRIS PETER J | DRANT RYAN D | BASKETT FOREST | BARRETT M JAMES | KOLLURI KRISHNA KITTU 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-04-03 | ||
| 2014-04-03 holding as of filing | NEA 12 GP, LLC | NEA Partners 12, Limited Partnership | KERINS PATRICK J | SANDELL SCOTT D | New Enterprise Associates 12, Limited Partnership | BARRIS PETER J | DRANT RYAN D | BASKETT FOREST | BARRETT M JAMES | KOLLURI KRISHNA KITTU 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-04-03 |