OncoMed Pharmaceuticals Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 196 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-17: Reporting owner VERTICAL GROUP LP; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2013-07-17: Reporting owner VERTICAL GROUP LP; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2013-07-17: Reporting owner VERTICAL GROUP LP; Form 3; Security Series B-1 Preferred Stock; Transaction Holding.
- 2013-07-17: Reporting owner VERTICAL GROUP LP; Form 3; Security Series B-1 Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-17 holding as of filing | VERTICAL GROUP LP 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | VERTICAL GROUP LP 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | VERTICAL GROUP LP 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | VERTICAL GROUP LP 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP I | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP II | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP I | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP II | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP III | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by Associates | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by Partners | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP I | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP II | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP III | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Associates | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LVP GP III, LLC | LVP III Associates, L.P. | LVP III Partners LP | LVP GP II, LLC | LVPMC, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVP GP I, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP Life Science Ventures II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Partners | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B( | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B( | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B( | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | YOUNG PHILIP M | Tansey Casey M | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B( | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B( | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B( | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | FEDERMAN IRWIN | FU WINSTON S | PRESIDIO MANAGEMENT GROUP VIII L L C | KRAUSZ STEVEN M | USVP ENTREPRENEUR PARTNERS VIII B L P | US VENTURE PARTNERS VIII L P | Rust Christopher J | LIDDLE DAVID E | USVP VIII AFFILIATES FUND L P | USVP ENTREPRENEUR PARTNERS VIII A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | GLAXOSMITHKLINE PLC 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By Corporation | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | GLAXOSMITHKLINE PLC 10% Owner | 3 | Series B-3 Preferred Stock Derivative · Indirect · By Corporation | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | ROOT JONATHAN D Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Broderick James W. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Morgenthaler Partners VII, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Broderick James W. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Morgenthaler Partners VII, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Broderick James W. Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Morgenthaler Partners VII, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LASERSOHN JACK W Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LASERSOHN JACK W Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LASERSOHN JACK W Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LASERSOHN JACK W Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LASERSOHN JACK W Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | LASERSOHN JACK W Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Gould Terry P Director | 3 | Series B Preferred Stock Derivative · Indirect · By Adams Street 2006 Direct Fund, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Gould Terry P Director | 3 | Series B Preferred Stock Derivative · Indirect · By Adams Street V, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Gould Terry P Director | 3 | Series B-1 Preferred Stock Derivative · Indirect · By Adams Street 2006 Direct Fund, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Gould Terry P Director | 3 | Series B-1 Preferred Stock Derivative · Indirect · By Adams Street V, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | PAKIANATHAN DEEPIKA Director | 3 | Series B-1 Preferred Stock Derivative · Indirect · By Delphi Ventures VIII, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | PAKIANATHAN DEEPIKA Director | 3 | Series B-1 Preferred Stock Derivative · Indirect · By Delphi BioInvestments VIII, L.P. | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Pollard-Knight Denise Director | 3 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP I | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP II | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP I | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP II | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP III | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by Associates | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · Directly owned by Partners | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP I | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP II | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP III | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Associates | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Woody James N. Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Partners | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | HASTINGS PAUL J Director, Officer (President & CEO) | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | HASTINGS PAUL J Director, Officer (President & CEO) | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | HASTINGS PAUL J Director, Officer (President & CEO) | 3 | Series B-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Gurney Austin Officer (See Remarks) | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Gurney Austin Officer (See Remarks) | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Hoey Timothy Officer (SVP, Cancer Biology) | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Hoey Timothy Officer (SVP, Cancer Biology) | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Waddill William D. Officer (SVP & Chief Financial Officer) | 3 | Series B-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Lewicki John A. Officer (EVP & Chief Scientific Officer) | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Lewicki John A. Officer (EVP & Chief Scientific Officer) | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-17 |