OncoMed Pharmaceuticals Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 196 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-23: Reporting owner GLAXOSMITHKLINE PLC; Form 4; Security Series B-2 Preferred Stock; Transaction C Conversion of derivative security.
- 2013-07-23: Reporting owner GLAXOSMITHKLINE PLC; Form 4; Security Series B-3 Preferred Stock; Transaction C Conversion of derivative security.
- 2013-07-23: Reporting owner MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-07-23: Reporting owner MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-23 | GLAXOSMITHKLINE PLC 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By Subsidiary | C Conversion of derivative security | −1,441,396 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | GLAXOSMITHKLINE PLC 10% Owner | 4 | Series B-3 Preferred Stock Derivative · Indirect · By Subsidiary | C Conversion of derivative security | −1,166,150 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −710,526 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −834,732 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | MORGENTHALER PARTNERS VII LP | Morgenthaler Management Partners VII, LLC 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −893,825 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | VERTICAL GROUP LP 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −473,122 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | VERTICAL GROUP LP 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −237,403 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | VERTICAL GROUP LP 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −547,205 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | VERTICAL GROUP LP 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −287,527 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | VERTICAL GROUP LP 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −666,661 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | VERTICAL GROUP LP 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −278,764 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP I | C Conversion of derivative security | −100,000 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP II | C Conversion of derivative security | −426,315 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP I | C Conversion of derivative security | −65,476 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP II | C Conversion of derivative security | −279,135 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP III | C Conversion of derivative security | −611,995 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by Associates | C Conversion of derivative security | −30,599 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by Partners | C Conversion of derivative security | −15,299 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP I | C Conversion of derivative security | −74,142 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP II | C Conversion of derivative security | −316,079 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP III | C Conversion of derivative security | −692,994 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Associates | C Conversion of derivative security | −34,649 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LVP Life Science Ventures II, L.P. | LVP GP II, LLC | LVP Life Science Ventures I, L.P. | LATTERELL PATRICK F | LVP GP I, LLC | LVP LIFE SCIENCE VENTURES III L.P. | LVPMC, LLC | LVP GP III, LLC | LVP III Partners LP | LVP III Associates, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Partners | C Conversion of derivative security | −17,324 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,028,381 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −9,505 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −4,817 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −9,926 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,215,407 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −11,233 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −5,694 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −11,731 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,505,032 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −13,910 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −7,051 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PRESIDIO MANAGEMENT GROUP VIII L L C | Tansey Casey M | YOUNG PHILIP M 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −14,527 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,028,381 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −9,505 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −4,817 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −9,926 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,215,407 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −11,233 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −5,694 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −11,731 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,505,032 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −13,910 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −7,051 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | FEDERMAN IRWIN | Rust Christopher J | KRAUSZ STEVEN M | LIDDLE DAVID E | USVP ENTREPRENEUR PARTNERS VIII A L P | US VENTURE PARTNERS VIII L P | FU WINSTON S | USVP ENTREPRENEUR PARTNERS VIII B L P | USVP VIII AFFILIATES FUND L P | PRESIDIO MANAGEMENT GROUP VIII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −14,527 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −8,947 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP I | C Conversion of derivative security | −100,000 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by LVP II | C Conversion of derivative security | −426,315 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP I | C Conversion of derivative security | −65,476 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP II | C Conversion of derivative security | −279,135 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by LVP III | C Conversion of derivative security | −611,995 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by Associates | C Conversion of derivative security | −30,599 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by Partners | C Conversion of derivative security | −15,299 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP I | C Conversion of derivative security | −74,142 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP II | C Conversion of derivative security | −316,079 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by LVP III | C Conversion of derivative security | −692,994 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Associates | C Conversion of derivative security | −34,649 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Woody James N. Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by Partners | C Conversion of derivative security | −17,324 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,028,381 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −9,505 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −4,817 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −9,926 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,215,407 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −11,233 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −5,694 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −11,731 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by USVP VIII | C Conversion of derivative security | −1,505,032 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-A | C Conversion of derivative security | −13,910 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by EP VIII-B | C Conversion of derivative security | −7,051 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | ROOT JONATHAN D Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · Directly owned by AFF VIII | C Conversion of derivative security | −14,527 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Broderick James W. Director | 4 | Series A Preferred Stock Derivative · Indirect · Morgenthaler Ventures VII, L.P. | C Conversion of derivative security | −710,526 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Broderick James W. Director | 4 | Series B Preferred Stock Derivative · Indirect · Morgenthaler Ventures VII, L.P. | C Conversion of derivative security | −834,732 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Broderick James W. Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · Morgenthaler Ventures VII, L.P. | C Conversion of derivative security | −893,825 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LASERSOHN JACK W Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −473,122 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LASERSOHN JACK W Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −237,403 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LASERSOHN JACK W Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −547,205 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LASERSOHN JACK W Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −287,527 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LASERSOHN JACK W Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −666,661 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | LASERSOHN JACK W Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −278,764 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Gould Terry P Director | 4 | Series B Preferred Stock Derivative · Indirect · By Adams Street 2006 Direct Fund, L.P. | C Conversion of derivative security | −293,098 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Gould Terry P Director | 4 | Series B Preferred Stock Derivative · Indirect · By Adams Street V, L.P. | C Conversion of derivative security | −270,811 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Gould Terry P Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · By Adams Street 2006 Direct Fund, L.P. | C Conversion of derivative security | −348,652 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Gould Terry P Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · By Adams Street V, L.P. | C Conversion of derivative security | −322,142 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PAKIANATHAN DEEPIKA Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · By Delphi Ventures VIII, L.P. | C Conversion of derivative security | −1,533,018 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | PAKIANATHAN DEEPIKA Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · By Delphi BioInvestments VIII, L.P. | C Conversion of derivative security | −14,968 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Pollard-Knight Denise Director | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,063,983 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | HASTINGS PAUL J Director, Officer (President & CEO) | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −17,543 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | HASTINGS PAUL J Director, Officer (President & CEO) | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −12,531 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | HASTINGS PAUL J Director, Officer (President & CEO) | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −10,320 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Gurney Austin Officer (See Remarks) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,265 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Gurney Austin Officer (See Remarks) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,160 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Hoey Timothy Officer (SVP, Cancer Biology) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,132 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Hoey Timothy Officer (SVP, Cancer Biology) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,159 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Waddill William D. Officer (SVP & Chief Financial Officer) | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −5,159 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Lewicki John A. Officer (EVP & Chief Scientific Officer) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,132 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-23 | Lewicki John A. Officer (EVP & Chief Scientific Officer) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,159 0 owned after | no price filed | 2013-07-23 | |
| 2013-07-17 holding as of filing | VERTICAL GROUP LP 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 | ||
| 2013-07-17 holding as of filing | VERTICAL GROUP LP 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-07-17 |