ON24 INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-02: Reporting owner Sharan Sharat; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-01: Reporting owner Sharan Sharat; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-11-02: Reporting owner Sharan Sharat; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-11-01: Reporting owner Sharan Sharat; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Sharan Sharat Director, Officer (President and Chief Executive) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 0 owned after | $0.00 | 2021-12-03 | |
| 2021-12-01 | Sharan Sharat Director, Officer (President and Chief Executive) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 46,875 owned after | $0.00 | 2021-12-03 | |
| 2021-11-02 | Sharan Sharat Director, Officer (President and Chief Executive) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 93,750 owned after | $0.00 | 2021-11-03 | |
| 2021-11-01 | Sharan Sharat Director, Officer (President and Chief Executive) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 140,625 owned after | $0.00 | 2021-11-03 | |
| 2021-02-02 holding as of filing | Sharan Sharat Director, Officer (President and Chief Executive), 10% Owner | 3 | Restricted Stock Units Derivative · Direct | Holding | $2.52 exercise price | 2021-02-02 |