ON24 INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows, 46 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-05: Reporting owner SPECIAL SITUATIONS INVESTING GROUP II, LLC | GSSG Holdings LLC | GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS GROUP INC; Form 4; Security Class B Preferred Stock; Transaction C Conversion of derivative security.
- 2021-02-05: Reporting owner SPECIAL SITUATIONS INVESTING GROUP II, LLC | GSSG Holdings LLC | GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS GROUP INC; Form 4; Security Class B-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2021-02-05: Reporting owner Canaan Equity Aggregator LLC | Canaan Extend Fund, LLC | CANAAN EXTEND FUND, L.P.; Form 4; Security Class A-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2021-02-05: Reporting owner Canaan Equity Aggregator LLC | Canaan Extend Fund, LLC | CANAAN EXTEND FUND, L.P.; Form 4; Security Class A-2 Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | SPECIAL SITUATIONS INVESTING GROUP II, LLC | GSSG Holdings LLC | GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −3,233,851 0 owned after | $0.00 | 2021-02-09 | |
| 2021-02-05 | SPECIAL SITUATIONS INVESTING GROUP II, LLC | GSSG Holdings LLC | GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B-1 Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −2,310,067 0 owned after | $0.00 | 2021-02-09 | |
| 2021-02-05 | Canaan Equity Aggregator LLC | Canaan Extend Fund, LLC | CANAAN EXTEND FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −762,591 0 owned after | $0.00 | 2021-02-08 | |
| 2021-02-05 | Canaan Equity Aggregator LLC | Canaan Extend Fund, LLC | CANAAN EXTEND FUND, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,463,677 0 owned after | $0.00 | 2021-02-08 | |
| 2021-02-05 | KAIROUZ HABIB | Rho Capital Partners LLC | LESCHLY MARK | Rho Ventures III Holdings LLC | RUCH JOSHUA 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −567,991 0 owned after | $0.00 | 2021-02-08 | |
| 2021-02-05 | KAIROUZ HABIB | Rho Capital Partners LLC | LESCHLY MARK | Rho Ventures III Holdings LLC | RUCH JOSHUA 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,364,868 0 owned after | $0.00 | 2021-02-08 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by U.S. Venture Partners VII, L.P. | C Conversion of derivative security | −2,241,670 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by 2180 Associates Fund VII, L.P. | C Conversion of derivative security | −46,701 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-A, L.P. | C Conversion of derivative security | −23,351 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-B, L.P. | C Conversion of derivative security | −23,351 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by U.S. Venture Partners VII, L.P. | C Conversion of derivative security | −5,126,735 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by 2180 Associates Fund VII, L.P. | C Conversion of derivative security | −106,807 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-A, L.P. | C Conversion of derivative security | −53,404 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Tansey Casey M | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | PRESIDIO MANAGEMENT GROUP VII L L C | USVP ENTREPRENEUR PARTNERS VII B L P | US VENTURE PARTNERS VII L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-B, L.P. | C Conversion of derivative security | −53,404 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by 2180 Associates Fund VII, L.P. | C Conversion of derivative security | −46,701 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by U.S. Venture Partners VII, L.P. | C Conversion of derivative security | −2,241,670 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-A, L.P. | C Conversion of derivative security | −23,351 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-1 Preferred Stock Derivative · Indirect · Held byUSVP Entrepreneur Partners VII-B, L.P. | C Conversion of derivative security | −23,351 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by 2180 Associates Fund VII, L.P. | C Conversion of derivative security | −106,807 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by U.S. Venture Partners VII, L.P. | C Conversion of derivative security | −5,126,735 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · USVP Entrepreneur Partners VII-A, L.P. | C Conversion of derivative security | −53,404 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | FEDERMAN IRWIN Director, 10% Owner | 4 | Class A-2 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-B, L.P. | C Conversion of derivative security | −53,404 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-05 | Sharan Sharat Director, Officer (President and CEO) | 4 | Class A-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,485 0 owned after | $0.00 | 2021-02-05 | |
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · Held by U.S. Venture Partners VII, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · Held by 2180 Associates Fund VII, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-A, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-B, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · Held by U.S. Venture Partners VII, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · Held by 2180 Associates Fund VII, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-A, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Tansey Casey M | US VENTURE PARTNERS VII L P | 2180 ASSOCIATES FUND VII L P | USVP ENTREPRENEUR PARTNERS VII A L P | USVP ENTREPRENEUR PARTNERS VII B L P | PRESIDIO MANAGEMENT GROUP VII L L C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · Held by USVP Entrepreneur Partners VII-B, L.P. | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | SPECIAL SITUATIONS INVESTING GROUP II, LLC | GSSG Holdings LLC | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 10% Owner | 3 | Class B Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | SPECIAL SITUATIONS INVESTING GROUP II, LLC | GSSG Holdings LLC | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 10% Owner | 3 | Class B-1 Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | RUCH JOSHUA | LESCHLY MARK | KAIROUZ HABIB | Rho Ventures III Holdings LLC | Rho Capital Partners LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | RUCH JOSHUA | LESCHLY MARK | KAIROUZ HABIB | Rho Ventures III Holdings LLC | Rho Capital Partners LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Canaan Extend Fund, LLC | CANAAN EXTEND FUND, L.P. | Canaan Equity Aggregator LLC 10% Owner | 10% Owner | 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Canaan Extend Fund, LLC | CANAAN EXTEND FUND, L.P. | Canaan Equity Aggregator LLC 10% Owner | 10% Owner | 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | FEDERMAN IRWIN Director, 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2021-02-02 | ||
| 2021-02-02 holding as of filing | Sharan Sharat Director, Officer (President and Chief Executive), 10% Owner | 3 | Class A-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2021-02-02 |